Research Catalog
The financial condition of broker-dealers: a question of the adequacy of capital and regulatory safeguards
- Title
- The financial condition of broker-dealers: a question of the adequacy of capital and regulatory safeguards [by Le Manh Tri and Terry M. Chuppe.
- Author
- Le, Manh Tri.
- Publication
- Washington] Office of Policy Research, Securities and Exchange Commission, 1971.
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1 Item
| Status | Format | Access | Call Number | Item Location |
|---|---|---|---|---|
| Text | Request in advance | JLF 85-882 | Offsite |
Details
- Additional Authors
- Chuppe, Terry M.
- Description
- 100, [54] p.; 27 cm.
- Subject
- Note
- Cover title.
- Call Number
- JLF 85-882
- LCCN
- 76614875
- OCLC
- 416438
- NYPG85-B37819
- Author
- Le, Manh Tri.
- Title
- The financial condition of broker-dealers: a question of the adequacy of capital and regulatory safeguards [by Le Manh Tri and Terry M. Chuppe.
- Imprint
- Washington] Office of Policy Research, Securities and Exchange Commission, 1971.
- Added Author
- Chuppe, Terry M.
- Research Call Number
- JLF 85-882