Research Catalog
What you must know about standards for preparing sales literature used to promote purchase of shares of investment companies, including text of the Securities and exchange commission's Statement of policy, pertinent extracts from the NASD manual, texts of various SEC rules and interpretations, excerpts from the statutes, and sample sales material.
- Title
- What you must know about standards for preparing sales literature used to promote purchase of shares of investment companies, including text of the Securities and exchange commission's Statement of policy, pertinent extracts from the NASD manual, texts of various SEC rules and interpretations, excerpts from the statutes, and sample sales material.
- Author
- National Association of Securities Dealers.
- Publication
- [New York] 1961.
Items in the Library & Off-site
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1 Item
| Status | Vol/Date | Format | Access | Call Number | Item Location |
|---|---|---|---|---|---|
Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person. | no. 1-6 | Text | Use in library | F-10 7798 no. 1-6 | Schwarzman Building - Main Reading Room 315 |
Details
- Description
- 74 p.; 28 cm.
- Subjects
- Call Number
- F-10 7798
- OCLC
- 36878758
- Author
- National Association of Securities Dealers.
- Title
- What you must know about standards for preparing sales literature used to promote purchase of shares of investment companies, including text of the Securities and exchange commission's Statement of policy, pertinent extracts from the NASD manual, texts of various SEC rules and interpretations, excerpts from the statutes, and sample sales material.
- Imprint
- [New York] 1961.
- Research Call Number
- F-10 7798