Research Catalog

SEC oversight of investment advisers : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992.

Title
SEC oversight of investment advisers : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992.
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.
Publication
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1992.

Details

Description
iv, 222 p. : ill.; 24 cm.
Series Statement
  • S. hrg. ; 102-731
  • United States. Congress. Senate. S. hrg. ; 102-731.
Subject
  • United States. Securities and Exchange Commission > Appropriations and expenditures
  • Financial planners > Malpractice > United States
  • Financial services industry > United States > Corrupt practices
Note
  • Distributed to some depository libraries in microfiche.
  • Shipping list no.: 92-0614-P.
Bibliography (note)
  • Includes bibliographical references.
Call Number
READEX Microfiche Y 4.B 22/3:S.HRG.102-731
ISBN
0160390982
OCLC
marcive27001106
Author
United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.
Title
SEC oversight of investment advisers : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992.
Imprint
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1992.
Series
S. hrg. ; 102-731
United States. Congress. Senate. S. hrg. ; 102-731.
Bibliography
Includes bibliographical references.
Gpo Item No.
1035-C
1035-D(MF)
Sudoc No.
Y 4.B 22/3:S.HRG.102-731
Research Call Number
READEX Microfiche Y 4.B 22/3:S.HRG.102-731
View in Legacy Catalog