Research Catalog

Securities markets actions needed to better protect investors against unscrupulous brokers : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives

Title
Securities markets [microform] : actions needed to better protect investors against unscrupulous brokers : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives / United States General Accounting Office.
Author
Bothwell, James L. (James Lewis)
Publication
Washington, D.C. : The Office ; Gaithersburg, MD (P.O. Box 6015, Gaithersburg 20884-6015) : The Office [distributor, 1994]

Details

Additional Authors
United States. General Accounting Office.
Description
4 p.; 28 cm.
Series Statement
Testimony ; GAO/T-GGD-94-190
Alternative Title
Actions needed to better protect investors against unscrupulous brokers
Subject
  • Stockbrokers > United States > Discipline
  • Securities fraud > United States
Note
  • Distributed to depository libraries in microfiche.
  • Shipping list no.: 95-0353-M.
  • "September 14, 1994."
Bibliography (note)
  • Includes bibliographical references.
Reproduction (note)
  • Microfiche.
Call Number
READEX Microfiche GA 1.5/2:T-GGD-94-190
OCLC
marcive32454492
Author
Bothwell, James L. (James Lewis)
Title
Securities markets [microform] : actions needed to better protect investors against unscrupulous brokers : statement of James L. Bothwell, Director, Financial Institutions and Markets Issues, General Government Division, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives / United States General Accounting Office.
Imprint
Washington, D.C. : The Office ; Gaithersburg, MD (P.O. Box 6015, Gaithersburg 20884-6015) : The Office [distributor, 1994]
Series
Testimony ; GAO/T-GGD-94-190
Bibliography
Includes bibliographical references.
Reproduction
Microfiche. [Washington, D.C.] : U.S. General Accounting Office, [1995?] 1 microfiche : negative.
Added Author
United States. General Accounting Office.
Gpo Item No.
0546-D-01 (MF)
Sudoc No.
GA 1.5/2:T-GGD-94-190
Research Call Number
READEX Microfiche GA 1.5/2:T-GGD-94-190
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