Research Catalog
Securities regulation : cases and materials
- Title
- Securities regulation : cases and materials / James D. Cox, Robert W. Hillman, Donald C. Langevoort.
- Author
- Cox, James D., 1943-
- Publication
- New York : Aspen Publishers, [2009], ©2009.
Items in the Library & Off-site
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1 Item
| Status | Format | Access | Call Number | Item Location |
|---|---|---|---|---|
| Text | Request in advance | KF1439 .C69 2009 | Off-site |
Holdings
Details
- Additional Authors
- Description
- xxxiv, 1177 pages; 26 cm +
- Subject
- Genre/Form
- Trials, litigation, etc.
- Note
- Includes index.
- Supplement (note)
- Kept up to date by supplements, some have sub-title: Selected statutes, rules, and forms.
- Contents
- The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws.
- ISBN
- 9780735578050
- 0735578052
- 9780735578067
- 0735578060
- LCCN
- 2009012584
- OCLC
- ocn317288678
- 317288678
- SCSB-9692179
- Owning Institutions
- Columbia University Libraries