Research Catalog

Title

Securities acts amendments of 1964; study outline. Thomas G. Meeker, reporter, with an introd. by Philip A. Loomis, Jr.

Author

American Bar Association. Committee on Federal Regulation of Securities

Publication

Philadelphia, Joint Committee on Continuing Legal Education of the American Law Institute and the American Bar Association [1964]

Items in the Library & Off-site

Details

Additional Authors

• Meeker, Thomas G.
• Joint Committee on Continuing Legal Education (U.S.)

Description

xiv, 168 p. forms.; 22cm.

Series Statement

Joint Committee on Continuing Legal Education of the American Law Institute and the American Bar Association. Study outline 2

Subject

• Securities > United States
• Stock exchanges > Law and legislation > United States
• Stockbrokers > United States

Note

• "Prepared by the Committee on Federal Regulation of Securities of the Section of Corporation, Banking and Business Law of the American Bar Association and the ALI-ABA Joint Committee on Continuing Legal Education."

Processing Action (note)

• committed to retain

Contents

Securities acts amendments of 1964 introduction /Philip A. Loomis, Jr., General Counsel Securities and Exchange Commission -- Unlisted companies / Thomas G. Meeker -- Proxy regulation / W. McNeil Kennedy -- Insiders' liability / James C. Sargent --Sec powers of exemption and unlisted trading privileges / Irwin F. Deutsch -- Banks and insurance companies / J. Gordon Cooney -- Section 4 of the securities act of 1933 / Perry S. Patterson -- Regulation of entry into the securities business / Marvin Greene -- Over-the-counter market quotations / Stephen R. Miller -- Self-regulation and the national association of securities dealers / Graham L. Sterling, Jr. -- Accounting aspects / Ralph E. Lee, C.P.A. -- Appendix -- Form 10 -- Form 10-K -- Form 11-K -- Form 8-K -- Form 9-K -- Sample form 10-K -- Sample form 8-K -- Form 3 -- Form 4

LCCN

^^^64008770^//r904

OCLC

562136

Owning Institutions

Harvard Library