Research Catalog

Title

Resource materials: fraud, inside information, and fiduciary duty under rule 10b-5.

Author

ALI-ABA Course of Study: Fraud, Inside Information, and Fiduciary Duty Under Rule 10b-5 (2nd : 1976 : San Francisco)

Publication

Philadelphia : American Law Institute-American Bar Association Committee on Continuing Professional Education, 1976.

Items in the Library & Off-site

Holdings

Details

Additional Authors

Joint Committee on Continuing Legal Education (U.S.)

Description

xi, 1102 p.; 28 cm.

Alternative Title

• Fraud, Inside Information, and Fiduciary Duty Under Rule 10b-5.
• Fraud, Inside Information, and Fiduciary Duty Under Rule 10b-5

Subject

• Securities > United States
• Directors of corporations > United States
• Fraud > United States

Genre/Form

• Conference papers and proceedings
• Actes de congrès.

Note

• Prepared for the Second Annual ALI-ABA Course of Study on Fraud, Inside Information, and Fiduciary Duty under Rule 10b-5, held May 6 and 7, 1976, in San Francisco.

Bibliography (note)

• Includes bibliographical references.

Processing Action (note)

• committed to retain

Contents

Rule 10b-5 and corporate mismanagement / Donald E. Schwartz -- The long arm of Securities Exchange Act rule 10b-5 / Harvey L. Pitt -- "Going private" : a lesson in corporate responsibility / A.A. Sommer, Jr. -- Further thoughts on "going private" / A.A. Sommer, Jr. -- "Going private" / Martin Lipton, Erica H. Steinberger -- Rule 10b-5 : standard of conduct; abiding and abetting / Jeffrey D. Bauman -- The civil remedies available for violations of SEC rule 10b-5 / J. Vernon Patrick, Jr. -- A suggested approach to practical problems involving the proof of damages in class actions : including proof of "gross" or "aggregate" damages, "fluid class recovery," and problems with proofs of claim / J. Vernon Patrick, Jr. -- Inside information / Arthur F. Mathews -- Liabilities of lawyers under the federal securities laws / Arthur F. Mathews -- SEC's 1975 enforcement record / Arthur F. Mathews -- Effective defense of SEC investigations : laying the foundation for successful disposition of subsequent civil, administrative and criminal proceedings / Arthur F. Mathews -- Outline on conflicts and fiduciary duties involving professionals : defending SEC investigations / Arthur F. Mathews -- Current problems of corporate directors discharging developing responsibilities / Arthur F. Mathews -- Outline on "Recent trends in SEC requested ancillary relief in SEC civil injunctive actions : has the SEC enforcement program embraced a new degree of governmental paternalism in the regulation of business affairs of public corporations?" / Arthur F. Mathews -- Trading on undisclosed material information : scope of liability and selective disclosure / Roger W. Kapp -- The Chinese wall and the conflict of regulatory obligations / Fred A. Little, Richard M. Phillips -- Appendix.

OCLC

2321933

Owning Institutions

Harvard Library