Research Catalog

Title

Going public: filing problems. Alan B. Levenson, chairman. Jim McCord, staff editor.

Publication

New York, Practising Law Institute [1970]

Items in the Library & Off-site

Holdings

Details

Additional Authors

• Levenson, Alan B.
• McCord, Jim,
• McCord, Jim.
• Practising Law Institute.

Description

xxiii, 508 p.; 24 cm.

Series Statement

Corporate law and practice transcript series ; no. 8

Uniform Title

Corporate law and practice transcript series ; no. 8.

Subject

Going public (Securities) > Law and legislation > United States

Note

• "B2-0228."
• The edited transcript of a PLI program held on Sept. 18-19, 1969, in New York City.

Processing Action (note)

• committed to retain

Contents

• An overview of the registration statement process / by Richard B. Smith -- Comment on preparation of informative documents / by Manuel F. Cohen -- The Wheat report and disclosures to investors under the Federal Securities Act / by Carl W. Schneider -- Panel discussion : the Wheat report and related disclosure problems / by Manuel F. Cohen, Alan B. Levenson, Richard B. Smith, Carl W. Schneider -- Preparation of the registration statement / by Stanley J. Friedman -- Determining what facts are material and must be disclosed truthfully -- Steps to follow in preparation for registration -- Drafting the registration statement -- Panel discussion : irregular or special modes of going public / by Alan B. Levenson, George W. Bermant, Courtney Whitney, Jr., Manuel F. Cohen, Richard B. Smith -- Panel discussion in response to audience questions concerning expedited processing by the SEC / by Alan B. Levenson, Manuel F. Cohen, Carl W. Schneider --^
• Accounting problems before and during registration / by John G. Demas -- Panel discussion in response to audience questions concerning disclosure of a record of bankruptcy / by George M. Duff, Jr., Charles E. Rickershauser, Jr., Alan B. Levenson, Courtney Whitney, Jr., Ronald M. Loeb -- Panel discussion in response to audience questions concerning registration with the SEC and disclosure / by Charles E. Rickershauser, Jr., Carl W. Schneider -- The role of underwriter and his counsel / George W. Bermant -- Panel discussion : underwriting and selling activities ; what information may be given to customers during offering? / by Carl W. Schneider, George M. Duff, Jr., Courtney Whitney, Jr., Stanley J. Friedman, Charles E. Rickershauser, Jr. -- Post-filing problems / by Jack M. Whitney, II -- Panel discussion : distribution of the prospectus and timing problems / by George M. Duff, Jr., Jack M. Whitney, II, Alan B. Levenson, Carl W. Schneider, Courtney Whitney, Jr. --^
• Publicity and the timing thereof / by George M. Duff, Jr. -- Panel discussion : communication of information / by Alan B. Levenson, Carl W. Schneider, Jack M. Whitney, II, Ronald M. Loeb, George M. Duff, Jr., Charles E. Rickershauser, Jr. -- Timely disclosure / by Phillip L. West -- Responses from the West Coast to New York Stock Exchange Policies : colloquy / between Charles E. Rickershauser, Jr. and Phillip L. West -- Selected problems after effectiveness / Ronald M. Loeb -- Panel discussion and responses to audience questions : reporting requirements of the 1934 Act, Section 16(b). Liability and related special problems / by George M. Duff, Jr., Charles E. Rickershauser, Jr., Ronald M. Loeb, Carl W. Schneider, Jack M. Whitney, II, Alan B. Levenson, Courtney Whitney, Jr., George W. Bermant -- SEC investigations, stop orders and other enforcement proceedings / by Alan B. Levenson -- SEC problems of controlling stockholders / by Charles E. Rickershauser, Jr. --^
• Panel discussion in response to audience questions / by Carl W. Schneider, Courtney Whitney, Jr., George M. Duff, Jr., Charles E. Rickershauser, Jr., George W. Bermant, Jack M. Whitney, II, Phillip L. West, John G. Demas.

LCCN

^^^79015237^//r882

Owning Institutions

Harvard Library