Research Catalog

Title
  • Preventing directors' liability under the securities laws. Bruce Alan Mann, chairman.
Publication
New York, Practising Law Institute [1974]

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Details

Additional Authors
  • Mann, Bruce Alan.
  • Practising Law Institute.
Description
232 p.; 22 cm.
Series Statement
  • Corporate law and practice course handbook series ; no. 135
Uniform Title
Corporate law and practice course handbook series ; no. 135.
Subject
  • Directors of corporations > Legal status, laws, etc. > United States
  • Liability (Law) > United States
  • Securities > United States
Note
  • Pages 226-232 blank.
  • "B4-3588."
  • "Prepared for distribution at the preventing directors' liability under the securities laws seminar, May-June, 1974."
Bibliography (note)
  • Includes bibliographical references.
Processing Action (note)
  • committed to retain
Contents
1. Legal standards for disclosure / Donald E. Schwartz -- 2. The duty of care of a director / Arthur F. Mathews -- 3. Benefits to corporation and its directors in adopting and implementing an effective compliance program / Robert E. Carlson -- 4. The reasons preventative programs should be considered / John E. Merow -- 5. The view of an outside director / Samuel P. Brown -- 6. Director liability on preventing securities law violations / Richard L. Jaeger -- 7. Areas for consideration in model preventative program / Robert E. Carlson -- 8. Analysis of particular preventative programs / John E. Merow -- 9. The utilization by the board of outside experts / Robert E. Carlson -- 10. Techniques for fulfilling directors' responsibilities for both assuring adequate disclosure and preventing improper securities transactions / John E. Merow -- 11. Directors and the federal securities laws / A.A. Sommer, Jr. -- 12. Prevention of improper securities transactions by employees : the responsibility for and feasibility of adopting preventative programs / Bruce Alan Mann -- 13. Satisfaction of directors' duties by reliance on others / David S. Ruder -- 14. Sources of directors' liability under the federal securities laws / David S. Ruder -- 15. The independent auditors' responsibility to the board / Donald W. Kehoe, William L. Gladstone.
LCCN
^^^74179929^//r852
OCLC
1057417
Owning Institutions
Harvard Library