Research Catalog

ERISA, securities laws, and banking regulation : effects on employee benefit plans, corporate sponsors, and investment managers / Morton Klevan, Harvey L. Pitt, cochairmen.

Title
ERISA, securities laws, and banking regulation : effects on employee benefit plans, corporate sponsors, and investment managers / Morton Klevan, Harvey L. Pitt, cochairmen.
Publication
New York : Practising Law Institute, c1978.

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Details

Additional Authors
  • Klevan, Morton.
  • Pitt, Harvey L.
  • Practising Law Institute.
Description
824 p. (p. 822-824 blank); 22 cm.
Summary
"Prepared for distribution at the ERISA, securities laws, and banking regulation program, June-July 1978."
Series Statement
  • Tax law and estate planning series
  • Tax law and practice course handbook series ; no. 122
Uniform Title
  • Tax law and estate planning series.
  • Tax law and practice course handbook series ; no. 122.
Subject
  • Banking law > United States
  • Pension trusts > Law and legislation > United States
  • Securities > United States
  • United States
Note
  • "J4-3452."
  • "Prepared for distribution at the ERISA, securities laws, and banking regulation program, June-July 1978."
Bibliography (note)
  • Includes bibliographical references.
Processing Action (note)
  • committed to retain
Contents
1. Reporting and disclosure under ERISA / Ronald S. Rizzo -- 2. Application of the federal securities laws to employee benefit plans / Robert Pozen -- 3. Securities anti-fraud concepts and employee benefit plans / Walter V. Stafford -- 4. Securities antifraud concepts and the employee benefit plan / Sidney Dickstein -- 5. Advising pension plan clients until the Supreme Court rules in 'Daniel' / Walter V. Stafford -- 6. Reporting of pension costs by corporate sponsors / Robert Pozen -- 7. Conversion of plans : 'Usery v. Penn' and 'Usery v. Whatley / Thomas J. Bauch -- 8. Employer securities and employer real property : problems and solutions under ERISA / Thomas J. Bauch -- 9. Designing the plan : choice of investment policy ; choosing and changing investment managers / Ronald S. Rizzo -- 10. Selected issues on the ERISA Prudent Man Rule, ERISA confiduciary liability, and indemnification and fiduciary insurance under ERISA / Robert A. Blum -- 11. Role of the Section 3(38) investment manager / Robert E. Carlson -- 12. Treatment of the investment company under ERISA / Matthew P. Fink -- 13. ERISA prohibited transaction exemption 75-1 and distribution problems of the insurance industry / Burton M. Leibert, Joel Goldberg -- 14. Section 28(e) of the Securities Exchange Act of 1934 / Robert Pozen -- 15. Insurance companies / Daniel C. Knickerbocker -- 16. Relationship of a bank's commercial side to trust side in dealing with plans : ERISA and securities law problems / Fred E. Seibert -- 17. The bank as directed trustee ; investment in bank securities and real property / Stuart J. Offer -- 18. Investing in real property of securities of the plan sponsor or the bank / Stephen M. Piga -- 19. The ERISA Prudent Man Rule ; co-fiduciary liabilities / Mayer Siegel 20. Certain ERISA considerations for the corporate sponsor in connection with conversions from one type of plan to another and purchase and holding of employer securities and real property / Joseph E. Bachelder III.
LCCN
^^^78058674^//r852
OCLC
4071592
Owning Institutions
Harvard Library