Research Catalog

Title

Insurance companies and the federal securities laws / James F. Jorden, Martin E. Lybecker, Paul J. Mason, cochairmen.

Publication

[New York] : Practising Law Institute, c1979.

Items in the Library & Off-site

Holdings

Details

Additional Authors

• Jorden, James F.
• Lybecker, Martin E.
• Mason, Paul J.
• Practising Law Institute.

Description

392 p. (p. 386-392 blank); 22 cm.

Series Statement

Commercial law and practice course handbook series ; no. 216

Uniform Title

Commercial law and practice course handbook series ; no. 216.

Subject

• Securities > United States
• Insurance law > United States

Note

• "A4-3052."
• "Prepared for distribution at the Insurance companies and the federal securities laws program, June-July 1979."

Bibliography (note)

• Includes bibliographical references.

Processing Action (note)

• committed to retain

Contents

Release 6051 : is it consistent with prior case law and the legislative history of section 3(a) (8)? / James F. Jorden -- Comparison of the SEC's general statement of policy relating to annuity and insurance contracts with the legislative history of section 3(a) (8) of the 1933 Act and prior case law / Michael J. Jones -- Assumption of mortality risk / Stephen H. Goldberg -- Investment risk : shifting, sharing or retention / Lawrence J. Latto -- Investment risk : shifting, sharing or retention / Donald F. Evans -- Federal income tax issues affecting existing contracts ; possible modifications / William B. Harman, Jr. -- The deferred annuity as a security : the critical importance of the marketing factors / Richard M. Phillips -- Some marketing effects of Securities Act Release no.6051 on the distribution of fixed annuity contracts / Robert G. Sharp -- Analysis of the SEC statement of policy and its impact / Francis X. Kelley -- Deposit funds / Paul J. Mason, Lawrence J. Latto -- Is registration of insurance and annuity contracts under the 1933 Act a feasible alternative? / Robert J. Routier -- Status of group contract holders for single and multi-employer arrangements under the 1933 and 1940 acts / Gary O. Cohen -- Certain insurance company problems under ERISA / Burton M. Leibert -- SEC releases -- Form S-1

LCCN

^^^79088858^//r85

OCLC

5216857

Owning Institutions

Harvard Library