Research Catalog

Securities regulation : cases and materials / James D. Cox, Robert W. Hillman, Donald C. Langevoort.

Title: Securities regulation : cases and materials / James D. Cox, Robert W. Hillman, Donald C. Langevoort.
Author: Cox, James D., 1943-
Publication: New York, NY : Aspen Publishers, c2006.

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Status	Vol/Date	Format	Access	Call Number	Item Location
Request for On-site Use Request Scan How do I pick up this item and when will it be ready?		Text	Request in advance	KF1439 .C69 2006x	Off-site
Request for On-site Use Request Scan How do I pick up this item and when will it be ready?	suppl. 2008	Text	Request in advance	KF1439 .C69 2006x suppl. 2008	Off-site

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Details

Additional Authors

Description

xxxiv, 1187 p.; 26 cm.

Subject

Securities > United States > Cases

Genre/Form

Trials, litigation, etc.

Bibliography (note)

Includes bibliographical references and index.

Processing Action (note)

committed to retain

Contents

The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting: mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws.

ISBN

0735559600 (hardcover : alk. paper)

LCCN

^^2006000918

Owning Institutions

Harvard Library