Research Catalog

Title

Regulation of international finance / by Philip R. Wood.

Author

Wood, Philip (Philip R.)

Publication

London : Sweet & Maxwell, 2007.

Items in the Library & Off-site

Holdings

Details

Description

xxxiii, 761 p.; 24 cm.

Series Statement

• Law and practice of international finance ; v. 7
• Wood, Philip (Philip R.). Law and practice of international finance (2007)

Subject

International finance > Law and legislation

Note

• Includes index.

Bibliography (note)

• Includes bibliographical references and index.

Processing Action (note)

• committed to retain

Contents

Introduction -- Scope and policies of financial regulation -- Historical background -- Comparison of regulatory regimes -- Country summaries: United Kingdom -- Country summaries: United States -- Summary: European Union Directives -- Other country summaries -- Authorisation of banks and securities firms -- Banks -- Securities firms -- Exchanges, listing and settlement systems -- Collective investment schemes -- Conduct of business -- Conflicts of interest -- Client assets, custodianship and trusts -- Prospectus requirements -- Prospectus liability: misrepresentation and non-disclosure -- Prospectus: due diligence and prospectus contents -- Market abuse -- Insider dealing -- Sanctions, enforcement, and private claims -- Regulator liability -- Financial supervision and capital adequacy -- Insolvency of banks and securities firms, compensation funds -- Conflict of laws.

ISBN

• 9781847032126
• 1847032125

Owning Institutions

Harvard Library