Research Catalog

Securities regulation : cases and materials / James D. Cox, Robert W. Hillman, Donald C. Langevoort.

Title
Securities regulation : cases and materials / James D. Cox, Robert W. Hillman, Donald C. Langevoort.
Author
Cox, James D., 1943-
Publication
New York, NY : Aspen Publishers, c2009.

Holdings

Details

Additional Authors
  • Hillman, Robert W. (Robert William), 1949-
  • Langevoort, Donald C.
Description
xxxiv, 1177 p.; 27 cm.
Subject
Securities > United States > Cases
Bibliography (note)
  • Includes bibliographical references and index.
Processing Action (note)
  • committed to retain
Contents
The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting: mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws.
ISBN
9780735578050
LCCN
^^2009012584