Research Catalog

Title

Securities regulation : cases and materials / James D. Cox, Brainerd Currie Professor of law, Duke University; Robert W. Hillman, Professor of law and Fair Business Practices Chair, University of California, Davis; Donald C. Langevoort, Thomas Aquinas Reynolds Professor of law, Georgetown University.

Author

Cox, James D., 1943-

Publication

New York : Wolters Kluwer Law & Business, [2013]

Items in the Library & Off-site

Holdings

Details

Additional Authors

• Hillman, Robert W. (Robert William), 1949-
• Langevoort, Donald C.

Description

xxxiv, 1171 pages; 26 cm.

Series Statement

Aspen casebook series

Uniform Title

Aspen casebook series.

Subject

Securities > United States > Cases

Genre/Form

• Casebooks.
• Trials, litigation, etc.
• Casebooks (Law)

Bibliography (note)

• Includes bibliographical references (pages xxxiii-xxxiv) and index.

Processing Action (note)

• committed to retain

Contents

The framework of securities regulation -- The definition of a security -- Understanding investors -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the Securities Act -- Financial innovation : trading markets, derivatives, and securitization -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws.

ISBN

• 9781454825012 (hbk.)
• 1454825014 (hbk.)

LCCN

^^2013004572

OCLC

• 827852534
• SCSB-10288106

Owning Institutions

Harvard Library