Research Catalog

Regulation of U.S. equity markets

Title
Regulation of U.S. equity markets / edited by Robert A. Schwartz ; assisted by Antoinette Colaninno.
Publication
Boston, MA : Kluwer Academic Publishers, ©2001.

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Details

Additional Authors
  • Schwartz, Robert A. (Robert Alan), 1937-
  • Colaninno, Antoinette.
Description
xvi, 154 pages; 24 cm
Summary
"In the past quarter of a century, the peace of structural change in the equity markets has accelerated dramatically and, as it has, regulation has come to play an increasingly central role in the development of market structure. The purpose of Regulation of U.S. Equity Markets is to consider regulation's contribution to the efficiency of the U.S. equity markets. Sharply different opinions are expressed on the matter, as the discussion ranges from Congressional oversight, to SEC involvement in market structure issues, to the self-regulatory responsibilities of the market centers, most notably, the New York Stock Exchange and the Nasdaq Stock Market."--Jacket.
Alternative Title
  • Regulation of US equity markets
  • Regulation of United States equity markets
Subject
  • Stock exchanges > Law and legislation > United States
  • Securities industry > Law and legislation > United States
  • Securities industry > Law and legislation
  • Stock exchanges > Law and legislation
  • Finanzinnovation
  • Kapitalanlage
  • Kongress
  • Rechtsaufsicht
  • Effectenhandel
  • Regulering
  • Aandelen
  • United States
  • USA
  • USA
Genre/Form
New York (NY, 1999)
Note
  • Proceedings of a conference held at the Zicklin School of Business, March 17, 1999.
Bibliography (note)
  • Includes bibliographical references and index.
Contents
Ch. 1. View from the NYSE / William R. Johnston -- Ch. 2. The Broad Perspective / Robert Schwartz -- Ch. 3. View from the AMEX / Richard F. Syron -- Ch. 4. Impact on the Trading Desks / Erik Sirri -- Ch. 5. View from NASDAQ / Alfred R. Berkeley III -- Ch. 6. View from the Sec-Promoting Fair and Efficient Markets as a Regulatory End / Laura Simone Unger -- Ch. 7. Development of Alternative Markets / William Lupien -- Ch. 8. Implications for Innovation, Competition and Efficiency / Daniel Weaver -- Ch. 9. The Regulators' Perspective / Maureen O'hara.
ISBN
  • 0792372824
  • 9780792372820
LCCN
2001046203
OCLC
  • ocm47297744
  • 47297744
  • SCSB-9011365
Owning Institutions
Princeton University Library