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Displaying 1-50 of 286 results for author "United States. Securities and Exchange Commission."
Revised SEC rules [microform] : pro forma information, acquired businesses' statements / Ernst & Whinney.
- Text
- [Cleveland, Ohio] : Ernst & Whinney, 1982.
- 1982
Resale of restricted securities. Editor: T. Edward Oberg.
- Text
- Baltimore, Executive Pub. Co. [1972]
- 1972
- 1 Item
Item details Format Call Number Item Location Text JLF 73-56|m(SASB) Offsite News digest.
- Text
- [Washington : Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. G.P.O.]
- 197-1973
- 21 Items
Item details Format Call Number Item Location Text TGA (U. S. Securities and Exchange Commission. News digest) July 1971-Jan. 5, 1972 Offsite Item details Format Call Number Item Location Text TGA (U. S. Securities and Exchange Commission. News digest) Jan.-June 1972 Offsite Item details Format Call Number Item Location Text TGA (U. S. Securities and Exchange Commission. News digest) July 1972/Feb. 16, 1973 Offsite A study of mutual funds, prepared for the Securities and exchange commission. Report of the Committee on interstate and foreign commerce, pursuant to section 136 of the Legislative reorganization act of 1946, public law 601, 79th Congress, and House resolution 108, 87th Congress.
- Text
- Washington, U. S. Govt. print. off. 1962.
- 1962
- 1 Item
Item details Format Call Number Item Location Text JLE 73-1218 Offsite SEC case re: effect of treasury stock transactions on accounting for business combinations (ASR no. 146)
- Text
- [Chicago] 1974.
- 1974
- 1 Item
Item details Format Call Number Item Location Text JLF 74-1325 v. 12 Offsite SEC news digest.
- Text
- [Washington, D.C. : U.S. Securities and Exchange Commission : Supt. of Docs., U.S. G.P.O., distributor
- 1973-present
- 27 Items
Item details Format Call Number Item Location Text JLM 76-1071 v. 171-251 (Sept.-Oct. 1980) Offsite Item details Format Call Number Item Location Text JLM 76-1071 v. 191-251 (Oct.-Dec. 1975) Offsite Item details Format Call Number Item Location Text JLM 76-1071 v. 192-252 (Oct.-Dec. 1976) Offsite Quarterly financial report for manufacturing, mining and trade corporations.
- Text
- Washington.
- 1947-1982
- 22 Items
Item details Format Call Number Item Location Text TGA (U.S. Federal Trade Commission. Quarterly financial report, U.S. manufacturing corporations) Library has: 1947-3rd quarter 1982. v. 10-18 1939 copy 1 Offsite Item details Format Call Number Item Location Text TGA (U.S. Federal Trade Commission. Quarterly financial report, U.S. manufacturing corporations) Library has: 1947-3rd quarter 1982. v. 10-18 1939 copy 2 Offsite Item details Format Call Number Item Location Text TGA (U.S. Federal Trade Commission. Quarterly financial report, U.S. manufacturing corporations) Library has: 1947-3rd quarter 1982. v. 19-24 1939 Offsite United States of America before the Securities and Exchange Commission in the matter of McKesson & Robbins, Inc. : testimony of expert witnesses.
- Text
- New York : Garland Pub., 1982.
- 1982-1939
- 1 Item
Item details Format Call Number Item Location Text JLD 83-1570 Offsite Wayward capitalists : target of the Securities and Exchange Commission.
- Text
- New Haven : Yale University Press, c1984.
- 1984
- 1 Item
Item details Format Call Number Item Location Text JLE 84-2824 Offsite Directory of companies filing annual reports with the Securities and Exchange Commission under the Securities Exchange Act of 1934.
- Text
- Washington, For sale by the Supt. of Docs., U.S. Govt. Print. Off.
- 197-1975
- 6 Items
Item details Format Call Number Item Location Text M-10 5225 1969-70 Offsite Item details Format Call Number Item Location Text M-10 5225 1971-72 Offsite Item details Format Call Number Item Location Text M-10 5225 1974-75 Offsite SEC enforcement issues : an advanced seminar / Wallace L. Timmeny, chairman.
- Text
- New York, N.Y. (810 7th Ave., New York 10019) : Practising Law Institute, 1982.
- 1982
- 1 Item
Item details Format Call Number Item Location Text JLD 85-3105 Offsite Analysis of key SEC no-action letters.
- Text
- [New York] : Clark Boardman Co., 1985-
- 1986-present
- 13 Items
Item details Format Call Number Item Location Text JLM 86-1037 1997/1998 Offsite Item details Format Call Number Item Location Text JLM 86-1037 1998-1999 Offsite Item details Format Call Number Item Location Text JLM 86-1037 2000-2001 Offsite Directory of registered investment advisors.
- Text
- Charlottesville, Va. : McGraw-Hill with the Securities and Exchange Commission, 1987-2005.
- 1987-2005
- 16 Items
Item details Format Call Number Item Location Text JBL 90-38 2003 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBL 90-38 2004 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBL 90-38 2005 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Broker-dealer and investment adviser directory.
- Text
- [Washington] Securities and Exchange Commission.
- 19-19
- 1 Item
Item details Format Call Number Item Location Text JLM 72-418 1970-June 1972 Offsite SEC monthly statistical review / U.S. Securities and Exchange Commission.
- Text
- Washington, D.C. : The Commission ; [for sale by the Supt. of Docs., U.S. G.P.O.], [1980]-1989.
- 1980-1989
- 9 Items
Item details Format Call Number Item Location Text JLM 83-798 v. 45 (1986) Offsite Item details Format Call Number Item Location Text JLM 83-798 v. 46 (1987) Offsite Item details Format Call Number Item Location Text JLM 83-798 v. 47-48 (Jan. 1988-Feb. 1989) Offsite Directory of companies required to file annual reports with the Securities and Exchange Commission under the Securities Exchange Act of 1934, alphabetically and by industry groups.
- Text
- Washington, D.C. : The Commission : For sale by the Supt. of Docs., U.S. G.P.O., 1976-
- 1976-present
- 14 Items
Item details Format Call Number Item Location Text JLM 84-1083 Sept. 30, 1993 Offsite Item details Format Call Number Item Location Text JLM 84-1083 1995 Offsite Item details Format Call Number Item Location Text JLM 84-1083 September 30, 1996 Offsite Final report of the SEC Government-Business Forum on Small Business Capital Formation.
- Text
- Washington, D.C. : U.S. Securities and Exchange Commission, 1982-
- 1982-present
- 4 Items
Item details Format Call Number Item Location Text JBM 90-1166 1990 Offsite Item details Format Call Number Item Location Text JBM 90-1166 1993 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBM 90-1166 1995 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
General rules and regulations under the Securities Act of 1933.
- Text
- Washington, D.C. : Securities and Exchange Commission, 1936-
- 1936-19
- 5 Items
Item details Format Call Number Item Location Text TG p.v. 411, no. 7 Library has: February 15, 1940. Offsite Item details Format Call Number Item Location Text TG p.v. 411, no. 7 Library has: February 15, 1940. 1954-1956 Offsite Item details Format Call Number Item Location Text TG p.v. 411 no. 1-9 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Official summary of security transactions and holdings reported to the Securities and Exchange Commission under the Securities Exchange Act of 1934 and the Public Utility Holding Company Act of 1935.
- Text
- Washington, D.C. : U.S. Securities and Exchange Commission, [1936-
- 1936-2001
- 227 Items
Available Online
http://www.sec.gov/index.htmItem details Format Call Number Item Location Text JBM 94-549 v. 66 (July 11-Aug. 10, 2000) Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBM 94-549 v. 66 (Mar. 13-Apr. 10, 2000) Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBM 94-549 v. 66 (May 11-July 10, 2000) Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Survey of American listed corporations. Data on profits and operations.
- Text
- [Washington, D.C.] : Securities and Exchange Commission, 1944-
- 1942-present
- 32 Items
Item details Format Call Number Item Location Text TGA+ (United States. Securities and Exchange Commission. Survey of American listed corporations) Library has: 1936/42-1946/47. no. 5 1943-44 Offsite Item details Format Call Number Item Location Text TGA+ (United States. Securities and Exchange Commission. Survey of American listed corporations) Library has: 1936/42-1946/47. no. 5 1943-44 Offsite Item details Format Call Number Item Location Text TGA+ (United States. Securities and Exchange Commission. Survey of American listed corporations) Library has: 1936/42-1946/47. no. 5-7 1945-46 Offsite Training Institute on Clearance, Settlement and Tranfer of Securities : Kiev, Ukraine, September 30-October 2, 1996 / sponsored by the Securities and Stock Market State Commission of Ukraine and the United States Securities and Exchange Commission.
- Text
- [Kiev, Ukraine? : s.n., 1996]
- 1996
- 1 Item
Item details Format Call Number Item Location Text JBF 97-460 Offsite Trust indenture act of 1939 and General rules and regulations thereunder, as in effect August 1, 1958.
- Text
- Washington, U.S. Govt. Print. Off., 1958.
- 1958
- 1 Item
Item details Format Call Number Item Location Text F-10 4506 no. 1-10 Schwarzman Building - Main Reading Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Investment advisers act of 1940 and general rules and regulations thereunder [as in effect June 1, 1965]
- Text
- Washington, Securities and Exchange Commission; for sale by the Superintendent of Documents, U.S. Govt. Print. Off. [1965]
- 1965
- 1 Item
Item details Format Call Number Item Location Text F-11 2207 no. 1-6 Schwarzman Building - Main Reading Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Investigation of concentration of economic power. Temporary national economic committee. Description of hearings and monographs of the Temporary national economic committee.
- Text
- Washington, U.S. Govt. print. off., 1941.
- 1941
- 1 Item
Item details Format Call Number Item Location Text TAH (United States. Temporary national economic committee.) no. 26 (Economic power and political pressures) Offsite Investigation of concentration of economic power ... Monograph.
- Text
- Washington, United States Govt. Prtg. Off., 1940-41.
- 1940-1941
- 10 Items
Item details Format Call Number Item Location Text TN (United States. Temporary national economic committee. Investigation of concentration of economic power. Monograph) v. 27-28A Offsite Item details Format Call Number Item Location Text TN (United States. Temporary national economic committee. Investigation of concentration of economic power. Monograph) v. 29 Offsite Item details Format Call Number Item Location Text TN (United States. Temporary national economic committee. Investigation of concentration of economic power. Monograph) v. 30-32 Offsite Investment trusts and investment companies. Letter from the chairman of the Securities and exchange commission transmitting, pursuant to law, a report on investment trusts in Great Britain ...
- Text
- Washington, U.S. Govt. print. off., 1939.
- 1939
- 1 Item
Item details Format Call Number Item Location Text TG (Balogh, T. Investment trusts and investment companies) Offsite Report on the conferences with the Securities and Exchange Commission and its staff on proposals for amending the Securities Act of 1933 and the Securities Exchange Act of 1934; by the representatives of Investment Bankers Association of America, National Association of Securities Dealers, Inc., New York Curb Exchange, and New York Stock Exchange. July 30, 1941.
- Text
- [New York? 1941]
- 1941
- 1 Item
Item details Format Call Number Item Location Text TG (Investment bankers association of America. Report on the conferences with the Securities and exchange commission) Offsite In the matter of American States Public Service Company, debtor. In proceedings for the reorganization of a corporation. no. 7851.
- Text
- [Baltimore, 1935]
- 1935
- 3 Items
Item details Format Call Number Item Location Text TNG (United States. Courts: District Court. Maryland. In the matter of American States Public Service Company) v. 1 Offsite Item details Format Call Number Item Location Text TNG (United States. Courts: District Court. Maryland. In the matter of American States Public Service Company) v. 2 Offsite Item details Format Call Number Item Location Text TNG (United States. Courts: District Court. Maryland. In the matter of American States Public Service Company) v. 3 Offsite Investigation of concentration of economic power ... Monograph.
- Text
- Washington, United States Govt. Prtg. Off., 1940-41.
- 1940-1941
- 12 Items
Item details Format Call Number Item Location Text TAH (United States. Temporary national economic committee. Investigation of concentration of economic power) v. 30-32 Offsite Item details Format Call Number Item Location Text TAH (United States. Temporary national economic committee. Investigation of concentration of economic power) v. 33-36 Offsite Item details Format Call Number Item Location Text TAH (United States. Temporary national economic committee. Investigation of concentration of economic power) v. 37-43 Offsite Brief on behalf of trustees of the estate of American States Public Service Company, debtor, and Ferd Lautenbach, intervenor, appellees ... Burco, Inc., appellant, against J.B. Whitworth and F. Donald Fenhagen, trustees of the estate of American States Public Service Company, the debtor; American States Public Service Company, the debtor; Ferd Lautenbach, intervenor; Francis E. Frothingham, Martin C. Remer and Samuel Wagner, Jr., reorganization managers and, as such managers, intervenors, appellees ... James Piper, Francis J. Carey, Huntington Cairnes, counsel for trustees of the estate of American States Public Service Company, debtor, appellees, [and] John W. Davis, counsel for Ferd Lautenbach, intervenor, appellee.
- Text
- New York, The Ballou Press [1935]
- 1935
- 1 Item
Item details Format Call Number Item Location Text TNG (Burco, Inc., appellant. Brief on behalf of trustees) Offsite Year 2000 : SEC disclosure / James Hamilton.
- Text
- Chicago : CCH Inc., c1998.
- 1998
- 1 Item
Item details Format Call Number Item Location Text JBE 99-932 Offsite State and municipal securities regulations; a Conference between a subcommittee on the committee on Interstate and Foreign Commerce, House of Representative, Seventy-Ninth Congress and representatives of the state and municipal securities industry and the Securities and Exchange Commission on H.R. 3129...
- Text
- Washington, U.S. Govt. Print. Off. 1946.
- 1946
The United Gas Improvement Company, a corporation, plaintiff, v. James M. Landis, James D. Ross, George C. Mathews, Robert E. Healy, individually and as members of the Securities and Exchange Commission; Homer S. Cummings, individually and as attorney general of the United States; James A. Farley, individually and as postmaster general of the United States; Charles D. McAvoy, individually and as United States attorney for the Eastern District of Pennsylvania; and Joseph F. Gallagher, individually and as postmaster of the City of Philadelphia, Pennsylvania, defendants. Bill of complaint. George Wharton Pepper ... [and] Morgan, Lewis & Bockius ... attorneys for plaintiff.
- Text
- Phila[delphia] Allen, Lane & Scott [1935]
- 1935
- 1 Item
Item details Format Call Number Item Location Text TB+ p.v. 1028 no. 1-7 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Regulation S-X : under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Company Act of 1940 : form and content of financial statements, as amended to and including April 1, 1947.
- Text
- Washington : U.S. G.P.O., 1947.
- 1947
- 1 Item
Item details Format Call Number Item Location Text TB p.v. 1707 no. 1-9 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Regulation B of the General Rules and Regulations under the Securities Act of 1933 : exemptions relating to fractional undivided interests in oil or gas rights.
- Text
- Washington, D.C. : U.S. G.P.O., 1937.
- 1937
- 2 Items
Item details Format Call Number Item Location Text TG p.v. 355 Offsite Item details Format Call Number Item Location Text XBI (Great Britain. Foreign Office. Spain) v. 1 (1929) Offsite Saving and investment in the American enterprise system; an analysis of testimony on this subject presented May 16-26. 1939, in Washington, D. C., under the direction of the Securities and Exchange Commission, in the hearings of the Temporary National Economic Committee.
- Text
- Chicago, Machinery and Allied Products Institute, 1939.
- 1939
- 1 Item
Item details Format Call Number Item Location Text TG p.v. 390 no. 1-6a Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Principal portions of the Public Utility Holding Company Act of 1935 relevant to the distribution of securities of registered holding companies and their subsidiaries. Public utilities division.
- Text
- [Washington] 1940.
- 1940
- 1 Item
Item details Format Call Number Item Location Text TG p.v. 433 no. 1-6 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Nominations of Tom Killefer and Byron D. Woodside / hearing before the Committee on Banking and Currency, United States Senate, Eighty-sixth Congress, second session, on the nominations of Tom Killefer to be first Vice-President of the Export-Import Bank of Washington, and Byron D. Woodside to be a member of the Securities and Exchange Commission; August 17, 1960.
- Text
- Washington, D.C. : U.S. G.P.O., 1960.
- 1960
- 1 Item
Item details Format Call Number Item Location Text *SBF (United States. Banking and currency committee (Senate, 86:2). Hearings) Schwarzman Building - Main Reading Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Security and exchange commission proxy rules. Hearings before the Committee on interstate and foreign commerce, House of representatives, Seventy-eighth Congress, first session, on H.R. 1493, H.R. 1821, and H.R. 2019, bills to suspend the authority of the Securities and exchange commission under section 14 (A) and section 14 (B) of the Securities exchange act to issue rules relating to the solicitation of proxies, consents, and authorization during the period of war emergency ...
- Text
- Washington, U.S. Govt. Print. Off., 1944-
- 1944-present
- 1 Item
Item details Format Call Number Item Location Text *SBF (United States. Interstate and foreign commerce committee (House, 78:1). Hearings) Offsite Joint report on the government securities market / Department of the Treasury, Securities and Exchange Commission, Board of Governors of the Federal Reserve System.
- Text
- Washington, DC : The Treasury : For sale by the U.S. G.P.O., Supt. of Docs., [1992]
- 1992
- 1 Item
Item details Format Call Number Item Location Text JBF 01-723 Offsite Official list of section 13(f) securities [microform].
- Text
- [Washington, D.C.?] : Securities and Exchange Commission
- unknown-present
SEC news digest [microform].
- Text
- [Washington, D.C. : U.S. Securities and Exchange Commission
- 1973-present
- 1 Resource
Available Online
http://purl.access.gpo.gov/GPO/LPS3073.Litigation, actions, and proceedings bulletin [microform].
- Text
- [Washington, D.C.] : U.S. Securities & Exchange Commission
- unknown-present
Final report of the SEC Government-Business Forum on Small Business Capital Formation [microform].
- Text
- Washington, D.C. : U.S. Securities and Exchange Commission, [1982-
- 1982-present
- 1 Resource
Available Online
http://purl.access.gpo.gov/GPO/LPS756Annual Rocky Mountain State-Federal-Provincial Securities Conference [microform].
- Text
- [Denver, Colo. : U.S. Securities and Exchange Commission
- unknown-present
SEC news digest [microform]
- Text
- [Washington, D.C. : U.S. Securities and Exchange Commission : Supt. of Docs., U.S. G.P.O., distributor
- unknown-present
Arbitration procedures [microform] : Uniform Code of Arbitration / developed for investors by the Securities Industry Conference on Arbitration.
- Text
- Washington, D.C. : U.S. Securities and Exchange Commission, [1989]
- 1989
- 1 Resource
Available Online
http://www.sec.gov/answers/arbproc.htmTransfer agent registration and annual report package [microform]
- Text
- Washington, D.C. : U.S. Securities and Exchange Commission, [1992?]
- 1992
Report on intermarket coordination [microform] : pursuant to Section 8 (a) of the Market Reform Act of 1990 / U.S. Securities and Exchange Commission.
- Text
- Washington, D.C. : The Commission, 1992.
- 1992
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