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Displaying 1-50 of 295 results for author "United States. Securities and Exchange Commission."
Corporate reorganization. Release.
- Text
- Washington, 1938-62.
- 1938-1962
- 2 Items
Item details Format Call Number Item Location Text TN (U.S. Securities and Exchange Commission. Corporate reorganization) Library has: no. 1-76, 79-87, 89-220. no. 1-35 (Aug. 1938-Oct, 1940) Offsite Item details Format Call Number Item Location Text TN (U.S. Securities and Exchange Commission. Corporate reorganization) Library has: no. 1-76, 79-87, 89-220. no. 36-76, 79-87, 89-220 (1941-1964) Offsite Securities exchange act of 1934. Release.
- Text
- Washington.
- 1934-19
- 42 Items
Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Securities exchange act of 1934) 1969-70 Offsite Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Securities exchange act of 1934) 1970-71 Offsite Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Securities exchange act of 1934) 1971 Offsite Securities act of 1933. Release.
- Text
- Washington.
- 1933-19
- 24 Items
Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Securities act of 1933) 1963-64 Offsite Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Securities act of 1933) 1964-68 Offsite Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Securities act of 1933) July 23-Dec. 1936: no. 910-1208 Offsite Holding company act. Release.
- Text
- Washington.
- 1935-19
- 87 Items
Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Holding company act; release) v. 2801-2950 Offsite Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Holding company act; release) v. 3640-3025, July-Sept. 1947 Offsite Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Holding company act; release) v. 3405-3639, Apr.-June 1942 Offsite Investment advisers act of 1940. Release.
- Text
- Washington.
- 19-19
- 31 Items
Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Investment advisers act of 1940) v. 5349-5571, 1968 Offsite Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Investment advisers act of 1940) v. 5572-5749, 1969 Offsite Item details Format Call Number Item Location Text TGA (U.S. Securities and Exchange Commission. Investment advisers act of 1940) v. 5750-5959, 1969-70 Offsite Accounting series releases.
- Text
- Washington.
- 1974-present
- 2 Items
Item details Format Call Number Item Location Text M-10 7737 no. 1-112 May 1937-Aug. 1968 Offsite Item details Format Call Number Item Location Text M-10 7737 no. 2-195 May 1937-Aug. 1976 Offsite SEC docket.
- Text
- [Washington]
- 1973-present
- 40 Items
Item details Format Call Number Item Location Text JLM 74-1555 v. 23 (July 21-Sept. 1, 1981) Offsite Item details Format Call Number Item Location Text JLM 74-1555 v. 23 (Oct. 27-Nov. 10, 1981) Offsite Item details Format Call Number Item Location Text JLM 74-1555 v. 23 (Sept. 8-Oct. 20, 1981) Offsite Rules of practice and Rules relating to investigations and Code of behavior governing ex parte communications between persons outside the commission and decisional employees, as in effect August 1968.
- Text
- Washington, For sale by the Supt. of Docs., U. S. Govt. Print. Off. [1968]
- 1968
Official transcript of proceedings before the Securities and Exchange Commission in the matter of S. E. C. rate structure investigation of national securities exchanges.
- Text
- Washington, Sansom Reporting [1969-70]
- 1969-1970
- 11 Items
Item details Format Call Number Item Location Text JLM 75-497 p. 6042-6405 Offsite Item details Format Call Number Item Location Text JLM 75-497 p. 6406-6829 Offsite Item details Format Call Number Item Location Text JLM 75-497 p. 6830-7234 Offsite The financial collapse of the Penn Central Company; staff report to the Special Subcommittee on Investigations [of the Committee on Interstate and Foreign Commerce, U. S. House of Representatives] (with comments on H.R. 12128 by SEC and ICC).
- Text
- Washington, U. S. Govt. Print. Off., 1972.
- 1972
- 1 Item
Item details Format Call Number Item Location Text JLE 76-1189 Offsite Supplementary report on S. 2054, 84th Congress, to the Committee on Banking and Currency, United States Senate.
- Text
- Washington, U. S. Govt. Print. Off., 1957.
- 1957
Statistical bulletin [microform].
- Text
- [Washington]
- 1942-1980
- 12 Items
Item details Format Call Number Item Location Text *ZAN-T5915 v. 37 (1978) Offsite Item details Format Call Number Item Location Text *ZAN-T5915 v. 38 (1979) + index Offsite Item details Format Call Number Item Location Text *ZAN-T5915 v. 39 (1980) Offsite Statistical series.
- Text
- Washington.
- 23 Items
Item details Format Call Number Item Location Text TGA (United States. Securities and Exchange Commission. Statistical series.) Library has: Release no. 1-2636; Aug. 12, 1937-Feb. 8, 1973. (Incomplete) v. 511-652 1941 Offsite Item details Format Call Number Item Location Text TGA (United States. Securities and Exchange Commission. Statistical series.) Library has: Release no. 1-2636; Aug. 12, 1937-Feb. 8, 1973. (Incomplete) v. 653-729 1942 Offsite Item details Format Call Number Item Location Text TGA (United States. Securities and Exchange Commission. Statistical series.) No. 747-840 (1945-1948) Offsite Securities traded on exchanges under the Securities Exchange Act.
- Text
- Washington.
- 18 Items
Item details Format Call Number Item Location Text TG (U. S. Securities and Exchange Commission. Securities traded on exchanges.) Library has: 1936-Sept. 1972. (Incomplete). 1964-69 Offsite Item details Format Call Number Item Location Text TG (U. S. Securities and Exchange Commission. Securities traded on exchanges.) Library has: 1936-Sept. 1972. (Incomplete). 1970-71 Offsite Item details Format Call Number Item Location Text TG (U. S. Securities and Exchange Commission. Securities traded on exchanges.) Library has: 1936-Sept. 1972. (Incomplete). mar -sept 1972 suppl. Offsite Final report in the matter of transactions in the securities of the city of New York [microform].
- Text
- Washington, 1979.
- 1979
- 1 Item
Item details Format Call Number Item Location Text *ZT-1219 Offsite Staff report on transactions in securities of the City of New York. [Submitted to the] Subcommittee on Economic Stabilization of the Committee on Banking, Finance and Urban Affairs, House of Representatives, 95th Congress, first session.
- Text
- Washington, U. S. Govt. Print. Off., 1977.
- 1977
- 1 Item
Item details Format Call Number Item Location Text JLE 79-794 Offsite General rules and regulations under the Securities Act of 1933. As in effect October 1, 1966.
- Text
- Washington, U.S. Govt. Print. Off. [1966]
- 1966
- 1 Item
Item details Format Call Number Item Location Text JLF 86-693 Offsite Internationalization of the securities markets / prepared by the staff of the U.S. Securities and Exchange Commission.
- Text
- Washington, D.C. : The Commission, 1987.
- 1987
- 1 Item
Item details Format Call Number Item Location Text JLF 88-386 Offsite Report of the Securities and Exchange Commission on questionable and illegal corporate payments and practices, submitted to the Committee on Banking, Housing and Urban Affairs, United States Senate.
- Text
- Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 1976.
- 1976
- 1 Item
Item details Format Call Number Item Location Text JLE 88-5233 no. 8 Schwarzman Building - Main Reading Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Decisions and reports / Securities and Exchange Commission.
- Text
- Washington, D.C. : U.S. G.P.O.; for sale by the Supt. of Docs., 1939-
- 1937-present
- 58 Items
Available Online
See All Available Online Resources
Item details Format Call Number Item Location Text JBL 93-230 v. 56 (Jan. 1-Oct. 31, 2003) Offsite Item details Format Call Number Item Location Text JBL 93-230 v. 57 (Nov. 1 2003-Dec. 31 2004) Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBL 93-230 v. 58 (Jan. 1, 2005-Feb. 9, 2006) Offsite Decisions / Securities and Exchange Commission.
- Text
- Washington, D.C. : U.S. G.P.O.; for sale by the Supt. of Docs., 1938.
- 1936-1936
Registration record, Securities Act of 1933.
- Text
- Washington, D.C. : Securities and Exchange Commission
- 1937-1952
- 19 Items
Item details Format Call Number Item Location Text TGA (United States. Securities and Exchange Commission. Registration record, Securities act of 1933) July-Dec. 1949 Offsite Item details Format Call Number Item Location Text TGA (United States. Securities and Exchange Commission. Registration record, Securities act of 1933) Jan.-June 1950 Offsite Item details Format Call Number Item Location Text TGA (United States. Securities and Exchange Commission. Registration record, Securities act of 1933) July-Dec. 1950 Offsite The work of the Securities and Exchange Commission.
- Text
- Washington : Govt. Print. Off.
- unknown-present
- 1 Item
Item details Format Call Number Item Location Text TGA (United States. Securities and Exchange Commission. Work of the Securities and Exchange Commission)|zLibrary has: 1940-1962 (incomplete). Offsite Release U.
- Text
- [Washington]
- 194-1943
- 1 Item
Item details Format Call Number Item Location Text TGA (United States. Securities and Exchange Commission. Release U) Library has: No. 2 (Sept. 26, 1940)-no. 67 (Mar. 18, 1943) (incomplete). Offsite Annual report.
- Text
- Washington.
- 1935-present
- 15 Items
Available Online
http://www.sec.gov/about/annrep.shtmlItem details Format Call Number Item Location Text JBM 03-301 v. 40-41 1973/75 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBM 03-301 v. 42-43 1975/77 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBM 03-301 v. 44-46 1977/80 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
SEC docket.
- Text
- Chicago : Commerce Clearing House
- unknown-present
- 5 Items
Item details Format Call Number Item Location Text JBL 96-93 v. 62-73 (May 1996-Dec. 2000:Index) Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBL 96-93 v. 75-86 (Nov. 12, 2001-Aug. 14, 2006:Index) Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBL 96-93 v. 87-99 (Jan. 22, 2007-Aug. 16, 2011:Index) Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Report of special study of securities markets of the Securities and Exchange Commission.
- Text
- Washington, U.S. Govt. Print. Off., 1963-64.
- 1963-1964
- 4 Items
Item details Format Call Number Item Location Text D-20 1043 pt. 1 Schwarzman Building - Main Reading Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text D-20 1043 pt. 2 Schwarzman Building - Main Reading Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text D-20 1043 pt. 3-4 Schwarzman Building - Main Reading Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Report on S. 2054 to the Committee on Banking and Currency, United States Senate.
- Text
- Washington, U.S. Govt. Print. Off., 1956.
- 1956
- 1 Item
Item details Format Call Number Item Location Text E-11 6262 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Securities required to be exchanged for cash or new securities pursuant to plans of corporate reorganization under the Public Utility Holding Company Act of 1935 and Chapter X of the Bankruptcy act.
- Text
- Washington, [s.n.] 1962.
- 1962
- 1 Item
Item details Format Call Number Item Location Text F-10 6664 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Report pursuant to Section 21(a) of the Securities Exchange Act of 1934 regarding the NASD and the Nasdaq market.
- Text
- [Washington, D.C.?] : U.S. Securities and Exchange Commission, [1996]
- 1996
- 1 Item
Item details Format Call Number Item Location Text JBF 98-351 Offsite Investment trusts and investment companies. Letter from the chairman of the Securities and Exchange Commission transmitting, pursuant to law, a report ...
- Text
- Washington, U.S. Govt. Print. Off., 1939-42.
- 1939-1942
- 5 Items
Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Investment trusts and investment companies. 1939 (5 v. in 7)) pt. 3(3-5) Offsite Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Investment trusts and investment companies. 1939 (5 v. in 7)) pt. 3(6) Offsite Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Investment trusts and investment companies. 1939 (5 v. in 7)) pt. 3(7) Offsite Investment trusts and investment companies. Letter from the chairman of the Securities and exchange commission transmitting, pursuant to law, a report on commingled or common trust funds administered by banks and trust companies.
- Text
- Washington, U.S. Govt. print. off., 1939.
- 1939
- 1 Item
Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Investment trusts and investment companies. 1939 (52 p.)) Offsite Investment trusts and investment companies. Letter from the chairman of the Securities and exchange commission transmitting pursuant to law, a report on companies issuing face amount installment certificates.
- Text
- Washington, U.S. Govt. print. off., 1939.
- 1939
- 1 Item
Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Investment trusts and investment companies. 1939 (267 p.)) Offsite Investment trusts and investment companies. Letter from the chairman of the Securities and exchange commission transmitting, pursuant to law, a report on fixed and semifixed investments trusts.
- Text
- Washington, U.S. Govt. print. off., 1940.
- 1940
- 1 Item
Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Investment trusts and investment companies. 1940) Offsite Investment trusts and investment companies. Report of the Securities and Exchange Commission. Pursuant to section 30 of the Public Utility Holding Company Act of 1935. Investment counsel, investment management, investment supervisory, and investment advisory services.
- Text
- Washington, U.S. Govt. Print. Off., 1939.
- 1939
- 1 Item
Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Investment trusts and investment companies. 1939 (70 p.)) Offsite Judicial decisions; comprising all court decisions, reported and unreported, in civil and criminal cases involving statutes administered by the Securities and exchange commission to December 31, 1939. Compiled by Ronald MacDonald ...
- Text
- Washington, U.S. Govt. Prtg. Off., 1941-
- 1941-present
- 1 Item
Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Judicial decisions) Offsite Report on corporate war and post-war reserves, 1939-1942.
- Text
- Philadelphia [1943]
- 1943
- 1 Item
Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Report on corporate war and post-war reserves) Offsite Index-digest of Investment trusts and investment companies report.
- Text
- Washington, Govt. Print. Off., 1946.
- 1946
- 11 Items
Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Report on the study of investment trusts. Index digest) pt. 3(5) Offsite Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Report on the study of investment trusts. Index digest) pt. 3(6) Offsite Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Report on the study of investment trusts. Index digest) pt. 4(2) Offsite Survey of American listed corporations. Balance sheet data, 1939-1943. Reported information on registrants with the Securities and Exchange Commission under the Securities act of 1933, and the Securities exchange act of 1934.
- Text
- [Washington] 1945.
- 1945
- 4 Items
Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Survey of American listed corporations. 1945) Library has: Part 1-3 pt. 2 Offsite Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Survey of American listed corporations. 1945) Library has: Part 1-3 pt. 3 Offsite Item details Format Call Number Item Location Text TG (U.S. Securities and exchange commission. Survey of American listed corporations. 1945) Library has: Part 1-3 pt. 1-3 Offsite Survey of American listed corporations. Return on invested capital. Reported information on registrants with the Securities and Exchange Commission under the Securities exchange act of 1934. 1936-1941 ... March, 1943.
- Text
- [Philadelphia, 1943]
- 1943
- 1 Item
Item details Format Call Number Item Location Text TG (United States. Securities and exchange commission. Survey of American listed corporations. 1943) Offsite United States of America before the Securities and Exchange Commission in the matter of Richard Whitney, Edwin D. Morgan, jr., F. Kingsley Rodewald, Henry D. Mygatt, Daniel G. Condon, John J. McManus, and estate of John A. Hayes, individually and as partners doing business as Richard Whitney & Company ...
- Text
- Washington, United States Govt. Prtg. Off., 1938.
- 1938
- 2 Items
Item details Format Call Number Item Location Text TG (United States. Securities and exchange commission. United States of America before the Securities and exchange commission in the matter of Richard Whitney...) v. 1-2 Offsite Item details Format Call Number Item Location Text TG (United States. Securities and exchange commmission. United States of America before the Securities and exchange commission in the matter of Richard Whitney...) v. 3 Offsite Investment trusts and investment companies. Letter from the chairman of the Securities and exchange commission transmitting, pursuant to law, a report on companies sponsoring installment investments plans.
- Text
- Washington, U.S. Govt. print. off., 1940.
- 1940
- 1 Item
Item details Format Call Number Item Location Text TMG (United States. Securities and exchange commission. Investment trusts and investment companies) Offsite Survey of American listed corporations. Registrants and subsidiaries, 1942; reported information on registrants with the Securities and exchange commission under the Securities act of 1933 and the Securities exchange act of 1934.
- Text
- [Washington] 1943.
- 1943
- 1 Item
Item details Format Call Number Item Location Text TN (United States. Securities and exchange commission. Survey of American listed corporations. Registrants. 1943) registrants 1942 Offsite Form U-2 - [U-17]
- Text
- [Washington, 1938]
- 1938
- 1 Item
Item details Format Call Number Item Location Text TN (United States. Securities and exchange commission. Form U-2 - [U-17]) Offsite Survey of American listed corporations. Reported information on selected manufacturing groups ... Registrants under the Securities exchange act of 1934 at June 30, 1939. Industry reports of the survey of American listed corporations, a Work projects administration study sponsored by the Securities and exchange commission (Project no. 65-2-97-4) ...
- Text
- New York, N.Y., 1940-41.
- 1940-1941
- 17 Items
Item details Format Call Number Item Location Text TGA (United States. Securities and Exchange Commission. Survey of American listed corporations. 1940-41) Library has: v. 1-7 & 1939 Supplement, no. 1-42. v. 18-22 1940 Offsite Item details Format Call Number Item Location Text TGA (United States. Securities and Exchange Commission. Survey of American listed corporations. 1940-41) Library has: v. 1-7 & 1939 Supplement, no. 1-42. v. 23-27 1940 Offsite Item details Format Call Number Item Location Text TGA (United States. Securities and Exchange Commission. Survey of American listed corporations. 1940-41) 1939 Suppl. no. 28-42. Offsite Regulation A under the Securities Act of 133. General exemption. As amended to and including November 30, 1944.
- Text
- Washington, Govt. Prtg. Off., 1944.
- 1944
Instruction book for form 10 for corporations, as amended to and including June 30, 1947.
- Text
- Washington, U.S. Govt. Print. Off., 1947.
- 1947
Rules of practice. [As amended effective September 11, 1946]
- Text
- [Washington, 1946]
- 1946
Regulation S-X under the Securities act of 1933, the Securities exchange act of 1934, the Public utility holding company act of 1935 and the Investment company act of 1940. Form and content of financial statements, as amended to and including November 3, 1953.
- Text
- Washington, U.S. Govt. Print. Off., 1954.
- 1954
General rules and regulations under the Securities act of 1933. As in effect March 6, 1953.
- Text
- Washington, 1953.
- 1953
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