Research Catalog

  • If they're so smart, how come you're not rich? [By] John L. Springer.

    • Text
    • Chicago, H. Regnery Co. [1971]
    • 1971
    • 1 Item
    FormatCall NumberItem Location
    Text JLD 72-938Offsite
  • Investment advisers act of 1940. Release.

    • Text
    • Washington.
    • 19-19
    • 31 Items
    FormatCall NumberItem Location
    Text TGA (U.S. Securities and Exchange Commission. Investment advisers act of 1940) v. 5349-5571, 1968Offsite
    FormatCall NumberItem Location
    Text TGA (U.S. Securities and Exchange Commission. Investment advisers act of 1940) v. 5572-5749, 1969Offsite
    FormatCall NumberItem Location
    Text TGA (U.S. Securities and Exchange Commission. Investment advisers act of 1940) v. 5750-5959, 1969-70Offsite
  • Investment managers of America.

    • Text
    • Washington, D. C., Boston Research Associates [c1974]
    • 1974
    • 1 Item
    FormatCall NumberItem Location
    Text JLD 79-408Offsite
  • Investment advisers act amendments of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, on S. 2849 ... February 3 and 4, 1976.

    • Text
    • Washington : U. S. Govt. Print. Off., 1976.
    • 1976
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 78-738Offsite
  • Investment advisers act amendments : hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, second session, on H.R. 12981 and H.R. 13737 ... May 20 and 21, 1976.

    • Text
    • Washington : U. S. Govt. Print. Off., 1976.
    • 1976
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 79-66 (HSSL)Offsite
  • The law of investment management / by Harvey E. Bines.

    • Text
    • Boston : Warren, Gorham & Lamont, c1978.
    • 1978
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 79-728Offsite
  • Announcement of C. F. A. programs.

    • Text
    • Charlottesville, Va.
    • 1 Item
    FormatCall NumberItem Location
    Text JLK 79-156 1973/74-1975/76Offsite
  • Directory & guide.

    • Text
    • New York.
    • 1 Item
    FormatCall NumberItem Location
    Text JLL 81-7 (1978)Offsite
  • Directory of investor contacts at listed companies.

    • Text
    • Pittsburgh, Pa. : Econo Communications, 1982-
    • 1982-present
    • 3 Items
    FormatCall NumberItem Location
    Text JLM 82-426 1982Offsite
    FormatCall NumberItem Location
    Text JLM 82-426 1983Offsite
    FormatCall NumberItem Location
    Text JLM 82-426 1984Offsite
  • Management Skills for Investment Managers Seminar : Washington, D.C., October 26-27, 1982 / edited by James R. Vertin ; sponsored by the Institute of Chartered Financial Analysts.

    • Text
    • Charlottesville, Va. (P.O. Box 3668, Charlottesville 22903) : CFA, University of Virginia, c1983.
    • 1983
    • 1 Item
    FormatCall NumberItem Location
    Text JLF 87-425Offsite
  • The money messiahs / Norman King.

    • Text
    • New York : Coward-McCann, c1983.
    • 1983
    • 1 Item
    FormatCall NumberItem Location
    Text JLD 83-3492Offsite
  • How to survive and succeed in a small financial planning practice / Andrew M. Rich.

    • Text
    • Reston, Va. : Reston Pub. Co., c1984.
    • 1984
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 84-2146Offsite
  • Professional standards in investment management : the standards of financial analysts in actual practice / by W. Scott Bauman.

    • Text
    • Charlottesville, Va. (P.O. Box 6550, Charlottesville, 22906) : Financial Analysts Research Foundation, c1980.
    • 1980
    • 1 Item
    FormatCall NumberItem Location
    Text JLL 81-133 no. 9-14Offsite
  • Nelson's directory of Wall Street research.

    • Text
    • Rye, N.Y. : W.R. Nelson, 1984.
    • 1984-1984
    • 1 Item
    FormatCall NumberItem Location
    Text JLM 84-150 1984Offsite
  • The book of Granville / Joseph E. Granville, with William Hoffer.

    • Text
    • New York, N.Y. : St. Martin's Press, [1985] c1984.
    • 1985-1984
    • 1 Item
    FormatCall NumberItem Location
    Text JLD 85-948Offsite
  • Directory of Wall Street research.

    • Text
    • Rye, N.Y. : W.R. Nelson & Co., c1985-1987.
    • 1985-1987
    • 5 Items
    FormatCall NumberItem Location
    Text JLM 85-142 v. 10 (1985)Offsite
    FormatCall NumberItem Location
    Text JLM 85-142 v. 11 (1986)Offsite
    FormatCall NumberItem Location
    Text JLM 85-142 v. 12 (1987)Offsite
  • Investing with the best : what to look for, what to look out for in your search for a superior investment manager / Claude N. Rosenberg, Jr.

    • Text
    • New York : Wiley, c1986.
    • 1986
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 86-4588Offsite
  • The financial planner's legal guide / Eli P. Bernzweig.

    • Text
    • Englewood Cliffs, N.J. : Prentice-Hall, Co., c1986.
    • 1986
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 86-1922Offsite
  • The Wall Street gurus : how you can profit from investment newsletters / Peter Brimelow.

    • Text
    • New York : Random House, c1986.
    • 1986
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 86-2464|m(SASB)Offsite
  • The financial planner : a new professional--yesterday-today-tomorrow / Loren Dunton.

    • Text
    • Chicago : Longman Financial Services Pub., c1986.
    • 1986
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 86-4019Offsite
  • Members' register / AIBD, the Association of International Bond Dealers.

    • Text
    • Zürich : The Association
    • 19-19
    • 4 Items
    FormatCall NumberItem Location
    Text JBK 90-46 July-Dec. 1986Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBK 90-46 Jan./June 1987Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBK 90-46 July-Dec. 1987Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Professional standards of practice / A.A. Sommer, Jr. ... [et al.] ; edited by M.H. Earp, John G. Gillis.

    • Text
    • Charlottesville, Va. : Financial Analysts Research Foundation, c1978.
    • 1978
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 86-1434Offsite
  • Personal financial planning in banks : a handbook for decision making / Jeffrey L. Seglin, Jeffrey R. Lauterbach.

    • Text
    • Boston : Bankers Pub. Co., c1986.
    • 1986
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 87-820|m(SASB)Offsite
  • Investor information needs and the annual report / SRI International.

    • Text
    • Morristown, N.J. : Financial Executives Research Foundation, c1987.
    • 1987
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 90-545|m(SASB)Offsite
  • Standards of practice handbook : the code of ethics and the standards of professional conduct, with commentary and interpretation / the Financial Analysts Federation [and] the Institute of Chartered Financial Analysts.

    • Text
    • Charlottesville, Va. : The Institute ; New York, NY : The Federation, 1988.
    • 1988
    • 1 Item
    FormatCall NumberItem Location
    Text JLF 89-478Offsite
  • The ... Hulbert financial digest almanac / by Mark Hulbert.

    • Text
    • Washington, D.C. : Minerva Books, c1988-
    • 1988-19
    • 1 Item
    FormatCall NumberItem Location
    Text JLM 89-51 1988Offsite
  • Risk, regulation, and investor protection : the case of investment management / Julian Franks and Colin Mayer.

    • Text
    • Oxford [England] : Clarendon Press ; New York : Oxford University Press, 1989.
    • 1989
    • 1 Item
    FormatCall NumberItem Location
    Text JBD 90-183Offsite
  • Nelson's guide to investment consultants.

    • Text
    • Port Chester, NY : Nelson Publications, 1990-
    • 1990-1990
    • 2 Items
    FormatCall NumberItem Location
    Text JBM 90-923 1990Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    PRINT JBM 90-923Schwarzman Building - Main Reading Room 315
    Not available - Please for assistance.
  • Nelson's directory of investment managers.

    • Text
    • Port Chester, N.Y. : Nelson Publications, c1988-c2000.
    • 1988-2000
    • 25 Items
    FormatCall NumberItem Location
    Text JBM 91-779 1998 v. 3 S-Z & IndexesSchwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 91-779 1999 v. 3Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 91-779 2000 v. 3Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Directory of registered investment advisors.

    • Text
    • Charlottesville, Va. : McGraw-Hill with the Securities and Exchange Commission, 1987-2005.
    • 1987-2005
    • 16 Items
    FormatCall NumberItem Location
    Text JBL 90-38 2003Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBL 90-38 2004Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBL 90-38 2005Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Nelson's directory of investment research.

    • Text
    • Port Chester, N.Y. : Nelson Publications, c1988-2001.
    • 1988-2001
    • 28 Items
    FormatCall NumberItem Location
    Text JLM 88-12 v. 16, pt. 2 (1991)Offsite
    FormatCall NumberItem Location
    Text JLM 88-12 1992:v. 1, no. 17 Offsite
    FormatCall NumberItem Location
    Text JLM 88-12 1992:v. 2, no. 17Offsite
  • The equity manager search : strategies and techniques for plan sponsors / David A. Davenport.

    • Text
    • New York : Quorum Books, c1990.
    • 1990
    • 1 Item
    FormatCall NumberItem Location
    Text JBE 91-7Offsite
  • Stand up to your stockbroker : your rights as an investor / Sanford S. Kantor and Joel H. Bernstein with David W. Kennedy and the editors of Consumer Reports Books.

    • Text
    • Mount Vernon, N.Y. : Consumer Reports Books, c1991.
    • 1991
    • 1 Item
    FormatCall NumberItem Location
    Text JBD 00-1257Offsite
  • Nelson's directory of plan sponsors and tax-exempt funds.

    • Text
    • Port Chester, NY : Nelson Publications, 1990-1991.
    • 1991-1992
    • 3 Items
    FormatCall NumberItem Location
    Text JBM 91-160 1991Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 91-160 v. 1 (1992)Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 91-160 v. 2 (1992)Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Standards of practice handbook : the code of ethics and the standards of professional conduct, with commentary and interpretation / Association for Investment Management and Research.

    • Text
    • New York : AIMR, 1990.
    • 1990
    • 1 Item
    FormatCall NumberItem Location
    Text JBE 91-1986Offsite
  • Managed futures : performance, evaluation and analysis of commodity funds, pools and accounts / Carl C. Peters, editor.

    • Text
    • Chicago, Ill. : Probus, c1992.
    • 1992
    • 1 Item
    FormatCall NumberItem Location
    Text JBE 92-1099Offsite
  • Weiss Ratings' brokerage firm safety directory.

    • Text
    • Palm Beach Gardens, Fla. : Weiss Ratings, Inc., c1995-
    • 1995-present
    • 3 Items
    FormatCall NumberItem Location
    Text JBM 99-555 May 1995Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 99-555 Winter 1997Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 99-555 Winter 1997-98Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Marketing investment management services : innovative strategies for capturing and keeping key institutional accounts / editors, Nick Mencher, Brian R. Bruce.

    • Text
    • Chicago, Ill. : Probus Pub. Co., c1992.
    • 1992
    • 1 Item
    FormatCall NumberItem Location
    Text JBE 92-1776Offsite
  • Ethics in the investment profession : a survey / E. Theodore Veit, Michael R. Murphy.

    • Text
    • [Charlottesville, Va.] : Research Foundation of the Institute of Chartered Financial Analysts, c1992.
    • 1992
    • 1 Item
    FormatCall NumberItem Location
    Text JBE 93-1108Offsite
  • Networking with the affluent and their advisors / Thomas J. Stanley.

    • Text
    • Homewood, Ill. : Business One Irwin, c1993.
    • 1993
    • 1 Item
    FormatCall NumberItem Location
    Text JBE 93-2098Offsite
  • Unit trust industry review & directory.

    • Text
    • London : Professional and Business Information, 1988-
    • 1988-present
    • 2 Items
    FormatCall NumberItem Location
    Text JBM 93-1069 ed. 5 (1992)Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 93-1069 ed. 6 (1993)Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • The money monarchs : the secrets of 10 of America's best investment managers / Douglas J. Donnelly.

    • Text
    • Burr Ridge, Ill. : Business One Irwin, c1994.
    • 1994
    • 1 Item
    FormatCall NumberItem Location
    Text JBE 93-2510Offsite
  • Membership directory - The Financial Analysts Federation.

    • Text
    • New York, Financial Analysts Federation [etc.]
    • 198-1986
    • 17 Items
    FormatCall NumberItem Location
    Text TGA (Financial Analysts Federation. Membership directory) Library has: 17th-28th, 32nd-38th ed.; 1965-1976, 1980-1986. no. 32 1980Offsite
    FormatCall NumberItem Location
    Text TGA (Financial Analysts Federation. Membership directory) Library has: 17th-28th, 32nd-38th ed.; 1965-1976, 1980-1986. no. 33-34 1981-32Offsite
    FormatCall NumberItem Location
    Text TGA (Financial Analysts Federation. Membership directory) Library has: 17th-28th, 32nd-38th ed.; 1965-1976, 1980-1986. no. 38 1986Offsite
  • Directory.

    • Text
    • [Auburndale, Mass.]
    • 196-196
    • 9 Items
    FormatCall NumberItem Location
    Text TGA (National Federation of Financial Analysts Societies. Directory) Library has: 1949, 1952, 1954-1960. 1958Offsite
    FormatCall NumberItem Location
    Text TGA (National Federation of Financial Analysts Societies. Directory) Library has: 1949, 1952, 1954-1960. 1959Offsite
    FormatCall NumberItem Location
    Text TGA (National Federation of Financial Analysts Societies. Directory) Library has: 1949, 1952, 1954-1960. 1960Offsite
  • America's best money managers.

    • Text
    • Port Chester, NY : Nelson Publications, c1992-1994.
    • 1992-1995
    • 3 Items
    FormatCall NumberItem Location
    Text JBM 92-856 5th ed. (1992)Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 92-856 1993Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 92-856 1994Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • The 100 best money managers you can hire.

    • Text
    • Port Chester, NY : Nelson Publications
    • unknown-present
    • 1 Item
    FormatCall NumberItem Location
    Text JBM 92-1105 1991Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Nelson's 401k marketplace directory.

    • Text
    • Port Chester, NY : Nelson Publications, c1992-
    • 1992-199
    • 2 Items
    FormatCall NumberItem Location
    Text JBM 93-20 1993Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 93-20 1993Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • NIMA/Nelson directory of minority and woman-owned investment managers.

    • Text
    • Washington, DC : National Investment Managers Association ; Port Chester, NY : Nelson Publications, c1992-
    • 1992-1994
    • 1 Item
    FormatCall NumberItem Location
    Text JBM 93-34 1992Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Members' register / ISMA, International Securities Market Association.

    • Text
    • Zurich : The Association
    • unknown-present
    • 19 Items
    FormatCall NumberItem Location
    Text JBK 93-16 July-Dec. 2000Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBK 93-16 Jan.-June 2001Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBK 93-16 July-Dec. 2001Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • The National directory of corporate distress specialists.

    • Text
    • Lawrence, NY : Lustig Data Research, Inc., 1992.
    • 1993-1993
    • 1 Item
    FormatCall NumberItem Location
    Text JBM 93-677 1992/1993Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

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