Research Catalog

  • Full disclosure of corporate equity ownership and in corporate takeover bids. Hearings, Ninetieth Congress, first session. March 21 and 22, and April 4, 1967.

    • Text
    • Washington, U. S. Govt. Print. Off., 1967.
    • 1967
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 74-2065 (HSSL)Offsite
  • Regulation of clearing agencies and transfer agents. Hearings, Ninety-third Congress, first session, on S. 2058 ... July 11 and 12, 1973.

    • Text
    • Washington, U. S. Govt. Print. Off., 1973.
    • 1973
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 76-422Offsite
  • Securities processing act. Hearings, Ninety-second Congress, second session, on H.R. 14567, H.R. 14826, and S. 3876 ... August 14; September 8 and 11, 1972.

    • Text
    • Washington, U. S. Govt. Print. Off., 1972.
    • 1972
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 76-428Offsite
  • Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to Section 12(m) of the Securities exchange act of 1934.

    • Text
    • Washington : U. S. Govt. Print. Off., 1976.
    • 1976
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 78-1165 (HSSL)Offsite
  • Hembud och lösningsrätt vid övergång av aktie / Jan Sandström.

    • Text
    • Stockholm : Norstedt, 1976.
    • 1976
    • 1 Item
    FormatCall NumberItem Location
    Text TB (Institutet för rättsvetenskaplig forskning, Stockholm. Skrifter, 88) v. 88Offsite
  • Financial strategy : studies in the creation, transfer, and destruction of shareholder value / William E. Fruhan, Jr.

    • Text
    • Homewood, Ill. : R. D. Irwin, 1979.
    • 1979
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 79-2287Offsite
  • L'Action nominative liée en droit suisse et en droit français / par Nabil Charaf.

    • Text
    • [Neuchâtel] : Université de Neuchâtel, Faculté de droit et des sciences economiques, 1977.
    • 1977
    • 1 Item
    FormatCall NumberItem Location
    Text JLC 82-133Offsite
  • La prise de contrôle d'une société par voie de cession d'actions / par M. Ettijani ; préface de Gaston Défossé.

    • Text
    • Paris ; New York : Masson, 1980.
    • 1980
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 87-1532|m(SASB)Offsite
  • Securities transfer : principles and procedures / Martin Torosian.

    • Text
    • New York : New York Institute of Finance, c1983.
    • 1983
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 86-474Offsite
  • Privatization : theory & practice : distributing shares in private and public enterprises : BCRIC, PETROCAN, ESOPS, GSOPS / T.M. Oshashi ... [et al.].

    • Text
    • Vancouver, B.C. : Fraser Institute, 1980.
    • 1980
    • 1 Item
    FormatCall NumberItem Location
    Text JLD 83-422Offsite
  • Die Zuordnung der Rechte aus gespaltenen Aktien : ein Beitrag zur Lehre von der Übertragung vinkulierter Namenaktien / Walter Würzer.

    • Text
    • Bern : P. Haupt, c1982.
    • 1982
    • 1 Item
    FormatCall NumberItem Location
    Text JLD 85-3647Offsite
  • Same day funds settlement for securities transactions : a research report / prepared for the Financial Industry Securities Council Same Day Funds Settlement Task Force under the sponsorship of American Bankers Association, Securities Industry Association.

    • Text
    • [New York, N.Y.] : A. Young ; [S.l.] : Treasury Strategies, Inc., c1985.
    • 1985
    • 1 Item
    FormatCall NumberItem Location
    Text JLF 86-919Offsite
  • Securities transfer : principles and procedures / Martin Torosian.

    • Text
    • New York, N.Y. : New York Institute of Finance, c1988.
    • 1988
    • 1 Item
    FormatCall NumberItem Location
    Text JLE 88-1049Offsite
  • Betriebswirtschaftliche Beurteilung handelsrechtlicher und steuerrechtlicher Grundsätze der Gewinnrealsierung beim Tausch von Anteilsrechten.

    • Text
    • Berlin, Duncker & Humblot [1973]
    • 1973
    • 1 Item
    FormatCall NumberItem Location
    Text JAY E-2212Offsite
  • Nerves of steel : mastering your emotions to beat the market / Clifford Pistolese.

    • Text
    • Chicago : Probus, c1993.
    • 1993
    • 1 Item
    FormatCall NumberItem Location
    Text JBE 93-518Offsite
  • ha-Heʻarkhut li-mekhirat menayot ha-banḳim sheba-hesder.

    • Text
    • Yerushalayim : Mevaḳer ha-medinah, 1993.
    • 1993
    • 1 Item
    FormatCall NumberItem Location
    Text *PVT 93-2462Offsite
  • Vickers stock traders guide.

    • Text
    • [Huntington, N.Y.] : Vickers Stock Research
    • unknown-present
    • 73 Items
    FormatCall NumberItem Location
    Text JBM 94-1078 1997:qtr. 4:v. 6Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 94-1078 1997:qtr. 4:v. 7Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 94-1078 1997:qtr. 4:v. 8Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Trasferimenti e trasferibilità di azioni e di quote : giornata di studio : Milano 30 settembre 1989.

    • Text
    • Milano : Giuffrè, c1992.
    • 1992
    • 1 Item
    FormatCall NumberItem Location
    Text JBE 95-877Offsite
  • Geschäfts- und Praxisverkauf, Verpachtung und Gesellschafterwechsel / Otto Hoeres.

    • Text
    • München : Moderne Industrie, 1961.
    • 1961
    • 1 Item
    FormatCall NumberItem Location
    Text D-15 6429Schwarzman Building - Main Reading Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • La circolazione delle partecipazioni azionarie.

    • Text
    • Milano, Giuffrè, 1964.
    • 1964
    • 1 Item
    FormatCall NumberItem Location
    Text E-12 6410Schwarzman Building - Main Reading Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Mediazione, borse e tassa sui contratti di borsa. Relazione e progetto di legge. (Conferenze 7-11 febbraio 1894)

    • Text
    • Roma, G. Bertero, 1894.
    • 1894
    • 1 Item
    FormatCall NumberItem Location
    Text TG (Italy. Agricoltura, industria e commercio, ministerio de. Mediazione, borse e tassa sui contratti di borsa)Offsite
  • Fundamental principles of stock transfers / by F.L. Maraspin and H.B. Driver.

    • Text
    • Boston : Boston Chapter, A.I.B., 1917.
    • 1917
    • 1 Item
    FormatCall NumberItem Location
    Text TG (Maraspin, F. L. Fundamental principles of stock transfers)Offsite
  • Reichsstempelgesetz (Börsensteuergesetz) vom 3. Juni 1906, mit den Ausführungsbestimmungen, unter besonderer Berücksichtigung der Entscheidungen der Verwaltungsbehörden und des Reichsgerichts. Mit einem Anhang: Das Gesetz, betreffend die Wetten bei öffentlich veranstalteten Pferderennen (Totalisatorgesetz) vom 4. Juli 1905 nebst Ausführungsbestimmungen.

    • Text
    • Berlin, J. Guttentag, G.m.b.H., 1906.
    • 1906
    • 1 Item

    Available Online

    http://babel.hathitrust.org/cgi/pt?id=nyp.33433019057557
    FormatCall NumberItem Location
    Text TG (Loeck, P. Reichsstempelgesetz (Börsensteuergesetz) vom 3. Juni 1906)Offsite
  • Kapitalverkehrsteuergesetz vom 8. April 1922 in der Fassung des Gesetzes zur Berücksichtigung der Geldentwertung in den Steuergesetzen vom 20. März 1923 nebst den Ausführungsbestimmungen und den sämtlichen zu dem Gesetz ergangenen Verordnungen. Erläutert durch Dr. Burghard Kessler ...

    • Text
    • Mannheim, J. Bensheimer, 1923.
    • 1923
    • 1 Item
    FormatCall NumberItem Location
    Text TIV (Germany. Statutes. Kapitalverkehrsteuer-Gesetz)Offsite
  • Practical share transfer work; a handbook for the use of company clerks, by F.W. Lidington.

    • Text
    • London, Sir I. Pitman & Sons, Ltd., 1921.
    • 1921
    • 1 Item
    FormatCall NumberItem Location
    Text TN (Lidington, F. W. Practical share transfer work)Offsite
  • Vickers traders' guide.

    • Text
    • Huntington, N.Y. : Vickers Associates, -1981.
    • 198-1981
    • 13 Items
    FormatCall NumberItem Location
    Text JBM 99-204 1981: 3rd qtr:v. 1Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 99-204 1981: 3rd qtr:v. 2Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 99-204 1981: 1st qtr: v.2Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Stock traders guide.

    • Text
    • Huntington, N.Y. : Vickers Associates, 1981-
    • 1981-198
    • 38 Items
    FormatCall NumberItem Location
    Text JBM 99-205 1986:1st qtr:v. 2Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 99-205 1986:2nd qtr:v. 1Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

    FormatCall NumberItem Location
    Text JBM 99-205 1986:2nd qtr:v. 2Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Statement of Richard Whitney President of the New York Stock Exchange, before the Committee on Finance of the United States Senate in regard to certain sections of the Revenue Act of 1932, H. R. 10,236, entitled "An act to provide revenue, equalize taxation and for other purposes."

    • Text
    • [s.l. : s.n.], 1932.
    • 1932
    • 1 Item
    FormatCall NumberItem Location
    Text TG p.v. 250 no. 1-11Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • The problem of stock transfer taxation in the state of New York; preliminary report of the Committee for the Study of Federal and State Stock Transfer Taxes, Seabury C. Mastick, chairman ... Paul Studenski, director of research.

    • Text
    • New York City, 1938.
    • 1938
    • 1 Item
    FormatCall NumberItem Location
    Text TIE p.v. 354 no. 1-8Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Stock transfer tax law [microform]. Being an act to amend the tax law by providing for a tax on transfers of stock. Effective on transfers made after June 1st.

    • Text
    • [New York] : Corporation Trust Co., [1905]
    • 1905
    • 2 Items
    FormatCall NumberItem Location
    Text *ZF-161Offsite
    FormatCall NumberItem Location
    Text TG p.v. 6 [Text]Offsite
  • Die Übertragung und Vererbung von Mitgliedschaftsrechten bei Handelsgesellschaften / von Herbert Wiedemann.

    • Text
    • München : Beck, 1965.
    • 1965
    • 1 Item
    FormatCall NumberItem Location
    Text TB (Cologne. Universität. Institut für Arbeits-, Wirtschafts- und Auslandsrecht. Bd. 18)Offsite
  • Fees collected under the Securities Act of 1933 and the Securities Exchange Act of 1934 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, first session ... March 24, 1999.

    • Text
    • Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 2000.
    • 2000
  • The Competitive Market Supervision Act : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2107, together with additional views.

    • Text
    • Washington : U.S. G.P.O., 2000.
    • 2000
    • 2 Resources

    Available Online

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  • The Competitive Market Supervision Act, S. 2107 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on S. 2107, to amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to reduce securities fees in excess of those required to fund the operations of the Securities and Exchange Commission, to adjust compensation provisions for employees of the Commission, and for other purposes, February 28, 2000.

    • Text
    • Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Superintendent of Documents, Congressional Sales Office 2001.
    • 2001
  • Transfer agent registration and annual report package [microform]

    • Text
    • Washington, D.C. : U.S. Securities and Exchange Commission, [1992?]
    • 1992
  • Securities regulation [microform] : SEC's oversight of privately placed transactions among large investors : report to congressional requesters / United States General Accounting Office.

    • Text
    • Washington, D.C. : The Office ; Gaithersburg, MD (P.O. Box 6015, Gaithersburg 20884-6015) : The Office [distributor, 1993]
    • 1993
  • The impact of market volatility on security transaction fees : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, July 27, 1999.

    • Text
    • Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1999.
    • 1999
  • Das Zustimmungserfordernis zur Abtretung von Geschäftsanteilen in der GmbH : eine rechtsvergleichende Untersuchung zu Vinkulierungsklauseln in der GmbH und in der close corporation unter besonderer Berücksichtigung der Frage, ob und unter welchen Voraussetzungen dem veräusserungswilligen GmbH-Gesellschafter ein Anspruch auf Erteilung der Zustimmung zusteht / von Jochem Reichert.

    • Text
    • Heidelberg : Verlagsgesellschaft Recht und Wirtschaft, c1984.
    • 1984
    • 1 Item
    FormatCall NumberItem Location
    Text ReCAP 10-21543Offsite
  • Second tentative draft of an act to make uniform the law of certificates of stock [microform] / prepared under the direction of The Commissioners on Uniform State Laws in National Conference and circulated for criticisms and suggestions.

    • Text
    • Cincinnati, Ohio : Gibson & Perin, 1908.
    • 1908
    • 2 Items
    FormatCall NumberItem Location
    Text *ZF-164Offsite
    FormatCall NumberItem Location
    Text TG p.v. 7 [Text]Offsite
  • Manual of stock transfer requirements [microform] / by Raymond J. Berlin, Raymond C. White.

    • Text
    • New York, N.Y. : Fairchild Pub. Co., c1945.
    • 1945
    • 1 Item
    FormatCall NumberItem Location
    Text *ZF-662Offsite
  • The ... mutual fund service guide.

    • Text
    • New York, N.Y. : Thomson Media, c2002-
    • 2002-present
    • 1 Item
    FormatCall NumberItem Location
    Text JBM 11-102 2011Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Veräusserung und Erwerb von GmbH-Geschäftsanteilen : zugleich ein Beitrag zur Notariatsaktspflicht / von Peter Bydlinski.

    • Text
    • Wien : Manz, 1991.
    • 1991
    • 1 Item
    FormatCall NumberItem Location
    Text ReCAP 12-39745Schwarzman Building - General Research Room 315

    Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.

  • Every man his own broker [electronic resource] : or, a guide to Exchange-Alley. In which the nature of the several funds, vulgarly called the stocks, is clearly explained; and The Mystery and Iniquity of Stock-Jobbing laid before the Public in a New and Impartial Light. Also The Method of Transferring Stock, of Buying and Selling India Bonds, Lottery Tickets, Life Annuities, and other Government Securities, without the Assistance of a Broker, is made intelligible to the meanest Capacity. To which is added, New Tables of Interest, calculated at 5 per Cent. for the Use of the present Proprietors of India Bonds; and Directions how to avoid the Losses that are frequently sustained by the Destruction of Bank Notes, India Bonds, &c. by Fires and other Accidents. By Philanthropos.

    • Text
    • London : printed for S. Hooper, at Caesar's Head, the Corner of the New Church in the Strand, M.DCCLXI. [1761]
    • 1761
    • 1 Resource

    Available Online

    http://find.galegroup.com/ecco/infomark.do?contentSet=ECCOArticles&docType=ECCOArticles&bookId=0793700200&type=getFullCitation&tabID=T001&prodId=ECCO&docLevel=TEXT_GRAPHICS&version=1.0&source=library&userGroupName=nypl
  • Every man his own broker [electronic resource] : or, a guide to Exchange-Alley. In which the nature of the several funds, vulgarly called stocks, is clearly explained. And The Mystery and Iniquity of Stock-Jobbing laid before the Public in a New and Impartial Light. Also The Method of Transferring Stock, and of Buying and Selling the several Government Securities, without the Assistance of a Broker, is made intelligible to the meanest Capacity: and an Account is given of the Laws in force relative to Brokers, Clerks at the Bank, &c. To which is added, new tables of interest on India Bonds, calculated at 5 per Cent. - Directions how to avoid the Losses that are frequently sustained by the Destruction of Bank Notes, India Bonds, &c. by Fres and other Accidents. And an Appendix, giving some Account of Banking, and of the Sinking Fund. - With a Copper-Plate Table, shewing the intrinsic Value of the several Funds, and the Proportion they bear to each other, by which any Person may immediately know which is the cheapest to purchase. The fourth edition, by T. Mortimar.

    • Text
    • London : printed for S. Hooper, at Caesar's Head, the Corner of the New Church in the Strand, M.DCC.LXI. [1761]
    • 1761
    • 1 Resource

    Available Online

    http://find.galegroup.com/ecco/infomark.do?contentSet=ECCOArticles&docType=ECCOArticles&bookId=0866300600&type=getFullCitation&tabID=T001&prodId=ECCO&docLevel=TEXT_GRAPHICS&version=1.0&source=library&userGroupName=nypl
  • Resolved by the Lords spiritual and temporal in Parliament assembled, that the taking in of stock, the transferring of stock belonging to the South-Sea Company, ... [electronic resource].

    • Text
    • London : printed by John Baskett, and by the assigns of Thomas Newcomb, and Henry Hills, deceas'd, 1720 [i.e. 1721]
    • 1721
    • 1 Resource

    Available Online

    http://find.galegroup.com/ecco/infomark.do?contentSet=ECCOArticles&docType=ECCOArticles&bookId=0026108100&type=getFullCitation&tabID=T001&prodId=ECCO&docLevel=TEXT_GRAPHICS&version=1.0&source=library&userGroupName=nypl
  • Every man his own broker [electronic resource] : or, a guide to Exchange-Alley. In which the nature of the several funds, vulgarly called the stocks, is clearly explained; And The Mystery and Iniquity of Stock-Jobbing laid before the Public in a New and Impartial Light; in which is introduced a Comic Scene at J-'s. Also The Method of Transferring Stock, of Buying and Selling India Bonds, Lottery Tickets, Life Annuities, and other Government Securities, without the Assistance of a Broker, is made intelligible to the meanest Capacity; and an Account is given of the Laws in Force relative to Brokers, Clerks at the Bank, &c. To which is added, New Tables of Interest, calculated at 5 per Cent. for the Use of the present Proprietors of India Bonds; and Directions how to avoid the Losses that are frequently sustained by the Destruction of Bank Notes, India Bonds, &c. by Fires and other Accidents; and an Appendix, giving some Account of banking, and of the sinking Fund. Quid faciunt leges, ubi sola pecunia regnat.

    • Text
    • London : printed for S. Hooper, at Caesar's Head, the Corner of the New Church in the Strand, MDCCLXI. [1761]
    • 1761
    • 1 Resource

    Available Online

    http://find.galegroup.com/ecco/infomark.do?contentSet=ECCOArticles&docType=ECCOArticles&bookId=0800600600&type=getFullCitation&tabID=T001&prodId=ECCO&docLevel=TEXT_GRAPHICS&version=1.0&source=library&userGroupName=nypl
  • Substitute gift and inheritance tax in Portugal. Commercial banking principles in Portugal.

    • Text
    • [Washington, D.C.] : The Law Library of Congress, Global Legal Research Directorate, 1994.
    • 1994
    • 1 Resource

    Available Online

    https://purl.fdlp.gov/GPO/gpo184012
  • Hong Kong : Stamp Duty Ordinance.

    • Text
    • [Washington, D.C.] : The Law Library of Congress, Global Legal Research Directorate, 1989.
    • 1989
    • 1 Resource

    Available Online

    https://purl.fdlp.gov/GPO/gpo188528
  • Privatization : theory & practice : distributing shares in private and public enterprises : BCRIC, PETROCAN, ESOPS, GSOPS / T.M. Ohashi [and others].

    • Text
    • Vancouver, B.C. : Fraser Institute, 1980.
    • 1980
    • 1 Item
    FormatCall NumberItem Location
    Text HD2989 .P7Off-site
  • Financial strategy : studies in the creation, transfer, and destruction of shareholder value / William E. Fruhan, Jr.

    • Text
    • Homewood, Ill. : R. D. Irwin, 1979.
    • 1979
    • 1 Item
    FormatCall NumberItem Location
    Text HG4028.V3F78Off-site

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