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Displaying 1-31 of 31 results for author "National Association of Securities Dealers."
The NASDAQ/OTC securities fact book. 1976-78.
- Text
- Washington.
- 1 Item
Item details Format Call Number Item Location Text JLM 77-1479 1976-78 Offsite The NASDAQ securities fact book.
- Text
- Washington.
- 1979-1981
- 2 Items
Item details Format Call Number Item Location Text JLM 80-1146 1979-1981 Offsite Item details Format Call Number Item Location Text JLM 80-1146 1982 Offsite NASD manual.
- Text
- Chicago, Ill. : Commerce Clearing House.
- 1985-2008
- 1 Item
Item details Format Call Number Item Location Text JBM 09-79 as of Nov. 2008. Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Manual.
- Text
- New York, Commerce Clearing House [1967-
- 1967-present
- 1 Item
Item details Format Call Number Item Location Text JLF 82-920 Offsite Three issues in the development of a central securities market system / National Association of Securities Dealers.
- Text
- Washington : NASD, 1976.
- 1976
- 1 Item
Item details Format Call Number Item Location Text JAX E-162 Offsite Annual report / National Association of Securities Dealers.
- Text
- Washington, D.C. : The Association
- unknown-present
- 11 Items
Item details Format Call Number Item Location Text JBM 95-9 1994 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBM 95-9 1995 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Item details Format Call Number Item Location Text JBM 95-9 1997 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
NASDAQ and the listing dilemma : factors to be considered by OTC companies contemplating stock exchange listing.
- Text
- Washington : NASD, [1975]
- 1975
- 1 Item
Item details Format Call Number Item Location Text JAX E-554 Offsite History of National Association of Securities Dealers, inc., its activities, membership data, sanctions imposed, members expelled, financial statements, liaison and supervision by SEC from 1936 to November 30, 1958.
- Text
- Washington, U.S. Govt. Print. Off., 1959.
- 1959
- 1 Item
Item details Format Call Number Item Location Text D-13 1300 no. 1-8 Schwarzman Building - Main Reading Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
NASD training guide, 1969.
- Text
- Washington [c1969]
- 1969
- 1 Item
Item details Format Call Number Item Location Text D-20 3953 no. 1-5 Schwarzman Building - Main Reading Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
What you must know about standards for preparing sales literature used to promote purchase of shares of investment companies, including text of the Securities and exchange commission's Statement of policy, pertinent extracts from the NASD manual, texts of various SEC rules and interpretations, excerpts from the statutes, and sample sales material.
- Text
- [New York] 1961.
- 1961
- 1 Item
Item details Format Call Number Item Location Text F-10 7798 no. 1-6 Schwarzman Building - Main Reading Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Manual.
- Text
- [Washington, 1952]
- 1952
- 1 Item
Item details Format Call Number Item Location Text F-11 2605 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
Certificate of incorporation and by-laws, rules of fair practice and code of procedure for handling trade practice complaints of National Association of Securities Dealers, Inc.
- Text
- [Wilmington, Del., 1933?]
- 1933
- 1 Item
Item details Format Call Number Item Location Text TG p.v. 488 no. 1-11 Schwarzman Building - General Research Room 315 Available - Can be used on site. Please visit New York Public Library - Schwarzman Building to submit a request in person.
NASD executive digest.
- Text
- Washington, D.C. : National Association of Securities Dealers, 19-
- unknown-present
- 1 Item
Item details Format Call Number Item Location Text ReCAP 10-4033 v. 9, no. 1 (Feb. 1988) Offsite Press release / NASD.
- Text
- Washington, D.C. : National Association of Securities Dealers, 19-
- unknown-present
- 1 Item
Item details Format Call Number Item Location Text ReCAP 10-4032 Jan. 1986-Dec. 1988, inc. Offsite NASD news.
- Text
- Washington : National Association of Securities Dealers
- 1940-1974
- 3 Items
Item details Format Call Number Item Location Text Serials N v.1-19 (1940-1959) Off-site Item details Format Call Number Item Location Text Serials N v.20-24 (1960:Mar.-1964:Sept.) Off-site Item details Format Call Number Item Location Text Serials N v.31-34 (1971-1974) Off-site "A symbol of self-regulation for industry."
- Text
- [Philadelphia] : [Board of Governors of the National Association of Securities Dealers, Inc.], [1943], [©1943]
- 1943-1943
- 1 Item
Item details Format Call Number Item Location Text 780 N21 Off-site Competitive bidding and arm's-length bargaining reports of the special committee of the National Association of Securities Dealers, Inc.
- Text
- [New York?], [1941]
- 1941
- 1 Item
Item details Format Call Number Item Location Text 760.1 N194 Off-site History of National Association of Securities Dealers, inc. : its activities, membership data, sanctions imposed, members expelled, financial statements, liaison and supervision by SEC from 1936 to November 30, 1958.
- Text
- Washington : U.S. Govt. Print. Off., 1959.
- 1959
- 1 Item
Item details Format Call Number Item Location Text HG4910 .N21 Off-site Over-the-counter markets study.
- Text
- Washington : Booz, Allen & Hamilton, Inc., 1966.
- 1966
- 1 Item
Item details Format Call Number Item Location Text HG4910 .N22 Off-site NASD training guide, 1971.
- Text
- Washington, D.C., 1971.
- 1971
- 1 Item
Item details Format Call Number Item Location Text HG4921 .N37 1971b Off-site Report to members.
- Text
- Washington, DC : National Association of Securities Dealers
- 19-1971
- 2 Items
Item details Format Call Number Item Location Text HG4705 .N31 1971 Off-site Item details Format Call Number Item Location Text HG4705 .N31 1969 Off-site Report to members.
- Text
- Washington, D.C. : National Association of Securities Dealers
- 1974-1977
- 4 Items
Item details Format Call Number Item Location Text HG4705 .N3 1976 Off-site Item details Format Call Number Item Location Text HG4705 .N3 1975 Off-site Item details Format Call Number Item Location Text HG4705 .N3 1974 Off-site NASD annual report.
- Text
- [New York] : National Association of Securities Dealers, Inc., 1995-1999.
- 1995-1999
- 3 Items
Item details Format Call Number Item Location Text HG4705 .N31 1999 Off-site Item details Format Call Number Item Location Text HG4705 .N31 1998 Off-site Item details Format Call Number Item Location Text HG4705 .N31 1995 Off-site NASD financials.
- Text
- Washington, D.C. : National Association of Securities Dealers, 2000.
- 2000-2000
- 1 Item
Item details Format Call Number Item Location Text HG4705 .N31 2000 Off-site Annual financial report.
- Text
- [Washington, D.C.] : National Association of Securities Dealers, 2001-
- 2001-present
- 5 Items
Item details Format Call Number Item Location Text HG4705 .N31 2003 Off-site Item details Format Call Number Item Location Text HG4705 .N31 2004 Off-site Item details Format Call Number Item Location Text HG4705 .N31 2005 Off-site National Association of Securities Dealers, Inc. : manual.
- Text
- Chicago, Ill. : CCH Incorporated, [2001], ©2001.
- 2001-2001
- 1 Item
Item details Format Call Number Item Location Text KF1066 .N38 2001g Off-site Year in review / NASD.
- Text
- [Washington, D.C.] : National Association of Securities Dealers
- 200-present
- 3 Items
Item details Format Call Number Item Location Text HG4705 .N32 2005 Off-site Item details Format Call Number Item Location Text HG4705 .N32 2004 Off-site Item details Format Call Number Item Location Text HG4705 .N32 2003 Off-site Annual report / National Association of Securities Dealers.
- Text
- Washington, D.C. : The Association
- 1978-1994
- 8 Items
Item details Format Call Number Item Location Text HG4705 .N31 1983 Off-site Item details Format Call Number Item Location Text HG4705 .N31 1992 Off-site Item details Format Call Number Item Location Text HG4705 .N31 1993 Off-site Certificate of incorporation and by-laws of National association of securities dealers, inc. Incorporating all amendments thereto adopted by the governing committee of the Investment bankers conference, inc., on June 6, 1939.
- Text
- [n.p., National association of securities dealers, 1939]
- 1939
- 1 Item
Item details Format Call Number Item Location Text US 939 NAT Off-site Discussion paper [on] three issues in the development of a central securities market system ...
- Text
- Washington, D.C., [1976]
- 1976
- 1 Item
Item details Format Call Number Item Location Text US 934 NAT Off-site
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